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  • Article

    Podcast On Cayman Exempted Funds

    No requirement for an Auditor to be appointed in the Cayman Islands to undertake the audit or its sign-off, save that investors may well expect as auditor to be appointed and they can be located anywhere.
    Cayman IslandsWealth Management
    Appleby
    Appleby
  • Article

    Recent Developments In UCITS: Part III

    This is the third and final part in a three-part series on recent developments relating to UCITS. This final part provides a brief discussion of UCITS VI.
    European UnionFinance and Banking
    Cummings Law
    Cummings Law
  • Article

    The ISDA Schedule And Credit Support Annex

    The ISDA has developed a a standard suite of documents, which are applicable to all OTC derivative transactions, to enable parties to trade OTC derivatives without the need to negotiate and document each separate OTC transaction.
    GlobalFinance and Banking
    Cummings Law
    Cummings Law
  • Article

    The Prospectus Directive

    The Prospectus Directive [2003/71/EC], as supplemented by the Prospectus Regulation (EC No. 809/2004) provides for a single regime throughout the EU governing the content, format, approval and publication of prospectuses.
    United KingdomCorporate/Commercial Law
    Cummings Law
    Cummings Law
  • Article

    Recent Developments In UCITS: Part II

    This is the second part in a three-part series on recent developments relating to UCITS.
    European UnionFinance and Banking
    Cummings Law
    Cummings Law
  • Article

    Crowdfunding And FCA Authorisation

    Crowdfunding can be described as a means of raising finance for individuals, firms, charities or activities by bringing them together with potential lenders or contributors via an electronic platform or website.
    United KingdomCorporate/Commercial Law
    Cummings Law
    Cummings Law
  • Article

    A Short Guide To Recent Developments In UCITS

    The UCITS Directives are a set of EU Directives that aim to allow collective investment schemes to operate freely throughout the EU on the basis of a single authorisation from one member state.
    European UnionFinance and Banking
    Cummings Law
    Cummings Law
  • Article

    PSC Register

    The Small Business, Enterprise and Employment Act 2015 amends the Companies Act 2006, by inserting a new Part 21A, to require companies to keep a register of people with "significant control" over the company...
    United KingdomCorporate/Commercial Law
    Cummings Law
    Cummings Law
  • Article

    The SFT Regulation

    The Securities Financing Transactions Regulation [EU 2015/2365] (SFT Regulation) introduces mandatory reporting for securities financing transactions (SFTs) and sets minimum disclosure and consent requirements...
    European UnionCorporate/Commercial Law
    Cummings Law
    Cummings Law
  • Article

    EuVECA Regulation

    The European Venture Capital Funds Regulation [EU 2013/345] was adopted in 2013 with the aim of making it easier for venture capital managers to raise funds across Europe...
    European UnionCorporate/Commercial Law
    Cummings Law
    Cummings Law

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