Legal 500
Log in or register
  • Rankings

    • Jurisdictions
    • Submissions
    • Future Lawyers
  • Firms & Lawyers

    • Service Providers
    • Barristers’ Sets
    • Networks
    • Interview with…
  • In-House

    • In-House Content
    • GC Powerlist
  • Knowledge Centre

    • Data Products
    • Legal Business
    • Market Intelligence
    • About us

      • Legal 500
      • FAQs
      • Marketing
      • Careers
      • Trust Centre
      • Contact us
  • Comparative Guides
  • Events
  • Legal 500 TV

About us

  • Legal 500
  • FAQs
  • Marketing
  • Careers
  • Trust Centre
  • Contact us
  • Deutschland DE
  • Paris FR
  • Rankings

    • Jurisdictions
    • Submissions
    • Future Lawyers
  • Firms & Lawyers

    • Service Providers
    • Barristers’ Sets
    • Networks
    • Interview with…
  • In-House

    • In-House Content
    • GC Powerlist
  • Knowledge Centre

    • Data Products
    • Legal Business
    • Market Intelligence
    • About us

      • Legal 500
      • FAQs
      • Marketing
      • Careers
      • Trust Centre
      • Contact us
  • Comparative Guides
  • Events
  • Legal 500 TV

About us

  • Legal 500
  • FAQs
  • Marketing
  • Careers
  • Trust Centre
  • Contact us
  • Deutschland DE
  • Paris FR

© 2026 Legalease Ltd. All rights reserved

Registered company in England & Wales No. 02427356 VAT GB 321 5727 22

Registered address: 188 Fleet Street, London, EC4A 2AG

  • Legal 500 Trust Centre
  • Contact Us
  • home
  • Market Intelligence
  • Search

Your search for ‘Hogan Lovells’ returned 12,715 results

Use advanced search filters to refine your search

Advanced search filters

Topics
Countries
Contributor

Start typing to add contributors

Content type
Show options
  • Article

    Federal Register: SEC Amends "Auditor Independence" Rules

    SEC amendments to auditor independence rules were published in the Federal Register. Rule 2-01(c)(1)(ii)(A) of Regulation S-X (the "Loan Provision")
    United StatesCorporate/Commercial Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: SEC Approves FINRA Proposal To Create An "Academic Corporate Bond TRACE Data" Product

    The SEC approved a proposal to amend FINRA Rule 7730 to create a new Academic Corporate Bond TRACE Data product consisting of data on historic transactions in corporate bonds that would only be available to institutions of higher education.
    United StatesCorporate/Commercial Law
    Hogan Lovells Cadwalader
Hogan Lovells Cadwalader
  • Article

    Federal Register: SEC Approves FINRA Retail Communications Proposal

    The SEC approved a FINRA proposal, as amended, to eliminate or reduce several of the filing requirements applicable to FINRA members' communications with the public pursuant to FINRA Rules 2210...
    United StatesCorporate/Commercial Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: SEC Reduces Duplicative Public Company Disclosure Requirements

    An SEC rule change intended to simplify or eliminate redundant, overlapping, outdated or superseded disclosure requirements was published in the Federal Register.
    United StatesCorporate/Commercial Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: SEC Requests Comments On Amending MSRB Quorum Requirements

    The SEC requested comments on an MSRB proposal to amend Rule A-4 requirements regarding the composition of a MSRB (the "Board") quorum.
    United StatesCorporate/Commercial Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: SEC Requests Comments On FINRA Proposal To Conform Rules To Shortened T+2 Settlement Cycle

    The SEC requested comments on a FINRA proposal that would amend various FINRA rules to conform to an SEC-proposed amendment to Exchange Act Rule 15c6-1(a).
    United StatesCorporate/Commercial Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: SEC Requests Comments On FINRA Proposal To Eliminate Fees For Certain Historical Trade Data

    The SEC requested comments on FINRA proposal to eliminate fees for members who access historical trade data through the FINRA Automated Data Delivery System ("ADDS") website.
    United StatesCorporate/Commercial Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: SEC Requests Input On ICA "Names Rule"

    The SEC requested comment on the effectiveness of the framework governing the names of registered investment companies and business development companies.
    United StatesCorporate/Commercial Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    FINRA Explains GASB 2017 Accounting Support Fee

    FINRA reminded member firms that it will assess and collect a total of $8,309,000 to fund the annual budget of the Governmental Accounting Standards Board ("GASB"). FINRA will collect $2,077,250...
    United StatesCorporate/Commercial Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    FINRA Highlights Differences Between ETFs And Mutual Funds

    FINRA provided guidance on the fundamental differences between exchange-traded funds ("ETFs") and mutual funds.
    United StatesCorporate/Commercial Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    FINRA Notifies Firms To Reconcile Final Statements

    FINRA reminded member firms to review and respond to their Final Statements, which are now available in E-Bill form.
    United StatesCorporate/Commercial Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    FINRA Notifies Member Firms Of Effective Date Of Rule Change Concerning Its Alternative Display Facility (FINRA Reg. Notice 16-33)

    FINRA reminded member firms that, as of September 12, 2016, they will be subject to annual testing requirements and connectivity fees...
    United StatesCorporate/Commercial Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    FINRA Seeks Extension Of Time For The Tier Size Pilot For OTC Equity Securities

    FINRA proposed a rule change to amend FINRA Rule 6433 ("Minimum Quotation Size Requirements for OTC Equity Securities") to extend the Tier Size Pilot Program for OTC equity securities until June 9, 2017.
    United StatesCorporate/Commercial Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    FINRA Urges Firms To Review Contracts With Recordkeeping Service Providers

    FINRA advised firms using third-party recordkeeping service providers ("providers") to ensure that contracts comply with recent guidance issued by the SEC Division of Trading and Markets staff.
    United StatesCorporate/Commercial Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    FINRA Urges Member Firms To Vote In District Committee Elections

    FINRA reminded member firms that they can vote for the vacant FINRA District Committee seats corresponding to their district and firm size.
    United StatesCorporate/Commercial Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Gary Gensler Sworn In As SEC Chair

    Senator Ben Cardin (D-MD) swore in Gary Gensler as Chair of the SEC. Chair Gensler was nominated by President Joe Biden on February 3, 2021, and was confirmed by the Senate on April 14, 2021.
    United StatesCorporate/Commercial Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    ICI Board Elects New Chair And "Slate Of Governors"

    The Investment Company Institute ("ICI") Board of Governors elected William F. "Ted" Truscott to serve as ICI Chair for a one-year term.
    United StatesCorporate/Commercial Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Investment Advisory Firm Agrees To Settle Customer Billing And Compliance Issues

    Morgan Stanley Smith Barney LLC, an investment advisory firm, agreed to pay a $13 million penalty to settle SEC charges alleging the firm overbilled investment advisory clients...
    United StatesCorporate/Commercial Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    MSRB Fills Administrative And Board Positions

    MSRB named Mark T. Kim as its Deputy Executive Director and Chief Operating Officer.
    United StatesCorporate/Commercial Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    MSRB Increases Professional Fee For Municipal Advisor Representatives

    The MSRB raised the annual fee charged to municipal advisor firms under MSRB Rule A-11 with respect to each person associated with a municipal advisor who is qualified as a municipal advisor representative.
    United StatesCorporate/Commercial Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Showing 961–980 of 12715 results

    PreviousNext
    Legal Intelligence Newsletters: sign up for the latest legal and regulatory news on your chosen topics