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FDIC Chair blocks majority vote to begin review of Bank Merger Act rules. Senate Banking Committee considers testimony on stablecoin regulation and risks. SEC Commissioner Crenshaw raises concerns about measuring climate pledges.

SEC proposes amendments to money market fund rules. SEC proposes updates to insider trading disclosure and affirmative defense requirements.

FinCEN seeks comment on additional AML regulations for real estate transactions. NFA adds questions on crypto and micro futures contracts to annual questionnaire. OCC reports on federal banking system risks.

The U.S. District Court for the District of Nebraska (the "Court") granted a motion for the class certification of a claim against a broker-dealer for mishandling customer orders.

The amendments go into effect on March 1, 2021, with a mandatory compliance date of July 1, 2021.

CPOs are required to file a revised form CPO-PQR for the first calendar quarter of 2021.

A CFTC final rule delaying the compliance date for "Phase Six" of the initial margin requirements was published in the Federal Register.

The final rule will go into effect on May 12, 2021.

A CFTC final rule amending the period for the calculation of the average aggregate notional amount ("AANA") for purposes of scoping firms subject to initial margin requirements was published in the Federal Register.

A CFTC final rule updating the swap execution facility regulatory regime was published in the Federal Register. The final rule will go into effect on February 16, 2021.

The exemptions will go into effect on March 15, 2021.

An FDIC revised statement of policy regarding minority depository institutions that "updates, strengthens and clarifies" existing policies was published in the Federal Register.

A Federal Reserve Board, OCC and FDIC joint final rule that will limit the interconnectedness of large banks and reduce systemic risk was published in the Federal Register.

The final rule will go into effect on March 12, 2021.

An FTC final rule amending the Commission's requirements for entities using information from customer reports for unsolicited credit or insurance advertising was published in the Federal Register.

The CFTC Division of Swap Dealer and Intermediary Oversight issued exemptive relief to a Commodity Pool Operator of a Feeder Fund in a master-feeder fund structure from the Annual Report filing and certification requirements...

An Iranian individual pleaded guilty to DOJ charges for violating the International Emergency Economic Powers Act (IEEPA) and the Iranian Transactions and Sanctions

The FDIC adopted examination procedures to monitor for compliance with the Consumer Financial Protection Bureau ("CFPB") ...