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On March 4, 2020, the SEC issued an exemptive order providing conditional regulatory relief to public companies affected by the recent coronavirus disease 2019 (COVID-19) outbreak.

On September 12, 2019, the U.S. Department of Justice announced that federal prosecutors will assess whether compliance officers make adequate use ...

On Friday, November 8, 2019, a jury found the former Alstom executive, Lawrence Hoskins, guilty for his role in a multi-year, multimillion-dollar foreign bribery scheme and a related money laundering

For health care companies operating in China, this case is especially noteworthy for the SEC's detailed description of the facts of the case and the Company's remedial efforts, which provide important guidance on compliance practices.

On December 22, 2010, welcome further guidance on open questions under the "Patient Protection and Affordable Care Act" was issued by the U.S. Departments of Labor, Health and Human Services, and Treasury.

The Department of Labor has released long-awaited final regulations that will generally allow a range of investment advice to be provided to participants in 401(k) and similar individual account retirement plans.

As of January 1, 2012, New York State employers became subject to the requirements of the state’s new Wage Theft Prevention Act (the "WTPA"). The WTPA imposes significant new requirements on New York employers.

On February 26, 2020, the United States Supreme Court issued a decision in the closely watched Intel Corp. Investment Policy Committee et al. v. Sulyma case, making it more difficult...

It has been a while since New York's proposed Fashion Act has generated red carpet-worthy buzz. Although no longer in the press...

On March 25, 2019, the National Futures Association ("NFA") adopted rule amendments and a related interpretive notice that will, for the first time, impose a swaps proficiency exam ...

Until Letter 17-04 was issued, because of the difficulty of obtaining written waivers from investors, a CPO had to prepare audited financial statements of a liquidating series under CFTC rules...

As we have been predicting for some time now (see this post), the European Commission has proposed delaying EU Deforestation Regulation...

On March 25, 2019, the National Futures Association ("NFA") adopted rule amendments and a related interpretive notice that will, for the first time, impose a swaps proficiency exam requirement

As noted in our prior alert dated January 8, 2014, the final rule recently adopted by the SEC to establish a permanent registration regime for municipal advisors raised a number of interpretive issues for investment advisers.

Twin rulings by the District Court for the Southern District of New York, the first of which was issued in December 2014 and the second issued on June 23rd of this year, have created great uncertainty in the bond market.

With near-constant reports on the growth and scale of the secondaries market, and headlines announcing marquee secondary fund closings, such as Carlyle AlpInvest's recent $20 billion fundraise...

These final rules, released for prepublication display on November 1 and 2, reinforce a developing trend away from delivery of care in traditional inpatient care settings.

In 2011, Minnesota amended the statute governing its Medicaid payment rates to reduce reimbursements for inpatient hospital services by ten percent, exempting children's hospitals from the reduction.