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Your search for ‘Lovells’ returned 12,860 results

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  • Article

    Federal Register: CFTC Proposes Changes To DCO Regulations

    A CFTC proposal amending regulations to "enhance certain risk management and reporting obligations" was published in the Federal Register.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: CFTC Proposes Cross-Border DCO Rule Changes

    A CFTC supplemental rule proposal was published in the Federal Register which would permit low-risk derivatives clearing organizations that are exempt from registration to offer clearing to U.S. persons under certain circumstances.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: CFTC Proposes Prohibiting Certain "Post-Trade Name Give-Up" Practices

    The CFTC-proposed rule prohibiting "post-trade name give-up" at swap execution facilities ("SEFs") was published in the Federal Register. Comments must be submitted by March 2, 2020.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: CFTC Proposes Technical Corrections To Consumer Data Protection Rules

    CFTC-proposed technical corrections to data privacy rules were published in the Federal Register. Comments must be submitted on December 12, 2019.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: CFTC Proposes To Codify Process For Terminating Relief For Foreign Futures Firms

    The CFTC proposal to codify the agency's process for terminating exemptive relief granted to non-U.S. firms to offer non-U.S. futures and options directly to U.S.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: CFTC Proposes To Simplify Initial Margin Segregation Notice Requirement

    Comments on the proposed changes must be received on or before September 28, 2018.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: CFTC Renews Agricultural Advisory Committee

    The CFTC renewed the Agricultural Advisory Committee ("AAC"). The notice of renewal was published in the Federal Register.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: CFTC Renews Global Markets Advisory Committee Mandate Until 2020

    The GMAC was designed to assist the CFTC on matters of public concern to the exchanges, firms and market users regarding the regulatory challenges of a global marketplace.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: CFTC Requests Comments On Proposed Rules Governing Cross-Border Application Of Swap Regulations

    The CFTC requested comments on proposed rules and interpretations that address the cross-border application of certain swap provisions under the CEA.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: CFTC Requests Feedback On Crypto-Asset Mechanics And Markets

    The CFTC request for public feedback on the technologies underlying Ether and the Ethereum Network was published in the Federal Register.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: CFTC Updates Recordkeeping Requirements

    The CFTC amended its rules in order to update the methods by which firms' records must be kept (see previous coverage).
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: FDIC Requests Comment On Exceptions From Brokered Deposit Rules

    The FDIC-proposed rule that would allow certain insured depository institutions to be exempt from the requirement to treat reciprocal deposits as brokerage deposits ...
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: FDIC Seeks Comment On Brokered Deposits And Interest Rate Restrictions

    FDIC Seeks Comment on Brokered Deposits and Interest Rate Restrictions.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: FINRA Postpones Implementation Date For Rule Amendments On Margining TBAs

    A FINRA proposal to delay, from March 25, 2020 to March 25, 2021, the implementation date of rule amendments on margin requirements for Covered Agency
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: FINRA Proposes Allowing Firms To Clear Certain Debt Transactions Internally

    A FINRA proposal to amend Rule 11900 ("Clearance of Corporate Debt Securities") was published in the Federal Register. Comments must be submitted by February 20, 2020.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: FINRA Proposes Expansion Of New Issue Reference Data For Corporate Bonds

    The FINRA proposal to amend the rule on the collection and distribution of "new issues reference data" for corporate bonds and to charge-associated fees
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: FINRA Proposes Technical Changes To CAT Plan And Reporting Requirements

    The FINRA proposal making non-substantive changes to its Consolidated Audit Trail ("CAT") plan and Rule 409T ("Statements of Accounts to Customers") was published in the Federal Register.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: FRB Adopts TLAC Final Rule And Clean Holding Company Requirements For GSIBs

    The FRB adopted a final total loss-absorbing capacity ("TLAC") rule that requires U.S. top-tier bank holding companies, which are identified as global systemically important banking organizations.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: FRB Increases Transparency Of Stress Testing Program

    The Federal Reserve Board ("FRB") final amendments to a policy statement on the scenario design framework for stress testing were published in the Federal Register.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: FRB Proposes Raising Threshold Of Regulation TT Assessments

    The Federal Reserve Board ("FRB") proposal to raise the threshold for bank holding companies and savings and loan holding companies, subject to Regulation TT assessments, was published in the Federal Register.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Showing 641–660 of 12860 results

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