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CSA Guidance On KYC, KYP And Suitability Obligations For Registrants
On January 9, 2014, the Canadian Securities Administrators (CSA) released CSA Staff Notice 31-306 – Guidance for Portfolio Managers, Exempt Market Dealers and other Registrants on Know-Your-Client, Know-Your-Product and Suitability Obligations (the Notice).
Norton Rose Fulbright Canada LLP
