Your search for ‘Control Risks’ returned 419 results

The Monetary Authority of Singapore (" MAS") has issued a consultation paper on 22 May 2018, inviting comments on a proposed new Notice on Listing, De -listing or Trading of Relevant Products ...

On 16 October 2018, the U.S. Securities and Exchange Commission (SEC) issued a report on an investigation conducted by the SEC's Division of Enforcement ...

The United Kingdom’s Financial Conduct Authority has recently (22 July 2026) published its review of financial crime controls across 242 asset management and alternatives firms. The findings reinforce themes from the FCA's February 2025 portfolio letter, which identified anti-money laundering controls in private markets as a supervisory priority.

The attacks on vessels in the Red Sea has meant major disruption to the shipping sector and supply chains as vessels avoid this critical arterial route for trade.

To date, the U.S. Federal Trade Commission has brought over 60 enforcement actions regarding company data security practices, and 2016 is already no different.

Since 01/12/25, a new positive duty applies to Victorian employers to proactively identify, manage & eliminate psychosocial hazards in their workplace.

A year after the UK Prudential Regulation Authority (PRA) published its controversial Consultation Paper (CP) 6/18 "Credit risk mitigation:

On August 21, 2024, the FAA published a Notice of Proposed Rulemaking ("NPRM") to codify current industry cybersecurity practices and address vulnerabilities that may result in an adverse effect on aircraft security.

"With the development of Fintech companies, the State Bank and a number of related organizations, like many regulatory agencies around the world, are facing new issues in State management"...

DOJ’s Corporate Enforcement Policy (CEP) provides a concrete path to avoid criminal prosecution for export control violations when companies voluntarily self-disclose, fully cooperate, and implement meaningful...

New regulations on prevention of vibration risks in the workplace come into force on 6 July. The new rules, which deal with the control of diseases caused by vibration at work from equipment, vehicles and machines, will help both employers and employees to take preventive action.

In our recent Alert, we discussed the limitations that Securities and Exchange Commission (SEC) Staff Accounting Bulletin No. 121 puts on banks that want to offer crypto custody services to their customers.

The dynamics around international mobility have drastically changed because of several factors such as globalization, advancement in technology and the COVID-19 pandemic.

Not all jurisdictions have implemented Model WHS Regulations to manage psychosocial hazards in the workplace.

Code of Practice aims at providing practical guidance to employers to help protect workers from workplace sexual harassment.