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Your search for ‘Stikeman Elliott LLP’ returned 5,149 results

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  • Article

    Quebec Releases Draft Cap And Trade Regulations

    On July 6, 2011, Quebec's Ministry of Sustainable Development, Environment and Parks announced that it has published a draft regulation on greenhouse gas (GHG) cap-and-trade based on the Western Climate Initiative (WCI) guidelines, for a 60-day public consultation.
    CanadaEnvironment
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Alpha Proposes New Order Designations To Avoid Crossed Markets

    Last week, Alpha ATS LP announced plans to introduce two new order designations, intended to reduce instances of unintentional locked or crossed markets and trades at worse prices than available on other marketplaces by providing price protection for directed action orders.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
Article

ASC Proposes Rule Amendments Related To Derivatives Regulation

Last week, the Alberta Securities Commission proposed amendments to various national instruments.
CanadaFinance and Banking
Stikeman Elliott LLP
Stikeman Elliott LLP
  • Article

    BCSC Removes Expiry Date From Conditions Of Registration For BC Dealers That Trade OTC In The U.S.

    The conditions had been set to expire on December 31, 2014.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Bill 128 Iintroduces Technical Amendments to Quebec's Derivatives Act

    Omnibus financial legislation introduced by the Quebec government on November 10, 2010 includes technical amendments to Quebec's derivatives legislation, as well as provisions intended to improve the oversight of persons authorized to market a derivative and to strengthen the process of authorization of the marketing of the product.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Bill C-45 Would Support Central Clearing Of Standardized OTC Derivatives

    The federal government today introduced Bill C-45, the Jobs and Growth Act, 2012, with the intention of implementing its 2012 budget.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Canadian Regulators Sign MOU With ESMA Regarding Credit Rating Agencies

    The Ontario Securities Commission, Quebec's Autorité des marchés financiers and the British Columbia Securities Commission today announced that they have entered into a Memorandum of Understanding with the European Security Market Authority with respect to the supervision and oversight of credit rating agencies.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CCGG Releases Director Compensation Principles

    The Canadian Coalition for Good Governance recently released a a set of principles for director compensation "for boards to consider when structuring their own compensation plans to ensure that their interests are aligned with those of the equity owners of the company."
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CDS Proposes Amendments To Buy-In Process Functionality

    The OSC today published a proposal to amend functionality of CDS' Continuous Net Settlement Service buy-in process.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Changes To Short Sales, Failed Trades And Dark Liquidity Moved To October 15

    IIROC this week announced a change in the implementation dates for UMIR amendments respecting short sales and failed trades, previously scheduled to occur on September 1, 2012, to October 15, 2012.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Coventree Sanctions Decision Raises Interesting Points

    On December 23, the Ontario Securities Commission released its reasons for imposing sanctions in its case against Coventree Inc. and two of Coventree's directors.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Adopting Amended Mining Disclosure Instrument

    On April 8, the Canadian Securities Administrators announced the adoption of final amendments to National Instrument 43-101 Standards of Disclosure for Mineral Projects, along with related amendments to various other instrument and forms.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Discuss Compliance Expectations For EMD Registrants

    The CSA issued a staff notice earlier this week dealing with the account statement requirements under National Instrument 31-103 Registration Requirements and Exemptions.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Outline Concerns Regarding Issuers' Financial Condition During Prospectus Offering

    The CSA today published a staff notice outlining its approach to situations where it has concerns with the financial condition of an issuer and/or the sufficiency of proceeds from the offering during a prospectus review.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Publish Consultation Paper On OTC Derivatives Trading Facilities

    The Canadian Securities Administrators yesterday released a consultation paper in which they proposed a framework for the regulation of over-the-counter derivatives trading facilities in Canada.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Publish Proposed Amendments To NI 54-101 Regarding Communication With Beneficial Owners Of Securities

    The CSA today published for comment revised proposals to amend National Instrument 54-101 Communications with Beneficial Owners of Securities of a Reporting Issuer.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Respond To Inquiries Regarding Prospectus Disclosure Of IFRS Transition

    The CSA published a staff notice today in response to inquiries about the financial information to be included in a prospectus during the time of an issuer's transition to IFRS.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Revises Instrument Regulating Credit Rating Agencies

    The Canadian Securities Administrators today published a revised version of NI 25-101 Designated Rating Organizations and related consequential amendments intended to achieve uniformity of drafting across Canada.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Scrutinize Marketing Practices Of Portfolio Managers

    The Canadian Securities Administrators released a staff notice yesterday summarizing findings from a focused compliance review of the marketing practices of firms registered as portfolio managers.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Undertake Research On Mutual Fund Fees

    On September 19, the Canadian Securities Administrators announced two research initiatives to review Canada's mutual fund fee structure.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Showing 581–600 of 5149 results

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