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Your search for ‘Orrick’ returned 4,390 results

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  • Article

    CFTC Unanimously Approves Proposals On Swaps Data And Other Amendments

    On January 13, 2017, the U.S. Commodity Futures Trading Commission (the "CFTC") approved two rules: one relating to access to swaps data and one relating to disciplinary actions.
    United StatesFinance and Banking
    Orrick
    Orrick
  • Article

    Comptroller Of The Currency Discusses Tailoring Supervisory Expectations To The Size And Complexity Of Regulated Institutions

    On March 19, the Comptroller of the Currency discussed the Office of the Comptroller of the Currency's approach to tailoring regulatory and supervisory expectations to the size and complexity of supervised institutions.
    United StatesFinance and Banking
    Orrick
    Orrick
  • Article

    Council Of EU Agrees Position On Proposed PEPP Regulation

    On February 13, the Council of the EU published a press release which announced that its Permanent Representative Committee (COREPER) had agreed its position relating to the proposed Regulation on a pan-European personal pension product ("PEPP").
    United StatesFinance and Banking
    Orrick
    Orrick
  • Article

    Council Of Europe Enacts Delay To MIFID II

    On June 17, the Council of the EU issued a press release regarding its adoption of a regulation and a directive enacting a one-year delay to the new securities market rules.
    United StatesFinance and Banking
    Orrick
    Orrick
  • Article

    CTFC Approves Proposed Rules Addressing Application Of Certain CEA Regulations To Cross-Border Transactions

    On October 11, 2016, the U.S. CFTC unanimously approved proposed rules relating to the application of certain swap provisions of the Commodity Exchange Act and CTFC to cross-border transactions.
    United StatesFinance and Banking
    Orrick
    Orrick
  • Article

    Delinquencies, Foreclosures And Bankruptcies Improve As Household Debt Stays Flat

    On May 12, The Federal Reserve Bank of New York's Household Debt and Credit Report revealed that aggregate household debt balances were largely flat in the first quarter of 2015.
    United StatesFinance and Banking
    Orrick
    Orrick
  • Article

    Director Of FDIC Submits Resignation

    On May 8, the Director of the FDIC Jeremiah O. Norton submitted his resignation, effective Jun 5, 2015. Norton has served as Director since April 16, 2012.
    United StatesFinance and Banking
    Orrick
    Orrick
  • Article

    ECB Consultation On Regulation Of Options And National Discretions November 2015

    Danièle Nouy, Chair of the Supervisory Board of the European Central Bank (ECB), made a speech on September 15, 2015 at a Financial Markets Authority conference in Austria.
    United StatesFinance and Banking
    Orrick
    Orrick
  • Article

    EPC Guidelines For Appearance Of Mandates For SEPA Direct Debit Schemes

    On September 15, 2015 the European Payments Council (ECP) published new guidelines for the appearance of mandates for the SEPA Direct Debit (SDD) Core and SDD Business-to-Business (B2B) Schemes.
    United StatesFinance and Banking
    Orrick
    Orrick
  • Article

    EPC Publishes The Final Version Of The White Paper On Mobile Wallet Payments

    On January 21, the European Payments Council (EPC) published the final version of its white paper on mobile wallet payments.
    United StatesFinance and Banking
    Orrick
    Orrick
  • Article

    ESMA Publish Report On Guidelines And Recommendations Relating Principles For Financial Market Infrastructures In Respect Of Central Counterparties

    On August 5, ESMA published a report setting out guidelines and recommendations for the implementation of the principles for financial market infrastructures in respect of central counterparties published by the Committee on Payment and Settlement Systems and the International Organization of Securities Commissions.
    United StatesFinance and Banking
    Orrick
    Orrick
  • Article

    ESMA Publishes Table Showing Compliance With Its Guidelines Relating To Global Supervisory Co-Operation On AIFs

    On June 20, ESMA published a table showing which competent authorities comply or intend to comply with its guidelines on the model MoU concerning the AIFMD.
    United StatesFinance and Banking
    Orrick
    Orrick
  • Article

    ESMA Updates Q&A On EMIR Implementation 3 July 2014

    On June 23, the European Securities and Markets Authority published an updated version of its Q&A on the implementation of EMIR.
    United StatesFinance and Banking
    Orrick
    Orrick
  • Article

    European Parliament Adopts Final Text Of Benchmark Regulation

    On May 3, 2016, the Council of the EU published the text of the proposed Regulation on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds...
    United StatesFinance and Banking
    Orrick
    Orrick
  • Article

    European Parliament Will Now Consider MiFID II Legislative Proposals During December Plenary Session

    The European Parliament updated its procedure files on MiFID II legislative proposals further to last week’s update, and will now consider these proposals at its plenary session held on December 9-12.
    United StatesFinance and Banking
    Orrick
    Orrick
  • Article

    Fannie Mae And Freddie Mac To Issue New Seller/Servicer Eligibility Requirements

    On May 20, the FHFA announced that Fannie Mae and Freddie Mac are issuing new finalized operational and financial eligibility requirements for mortgage seller/servicers.
    United StatesFinance and Banking
    Orrick
    Orrick
  • Article

    FCA Bans Former Derivatives Trader

    The FCA published the final notice it issued to David Hobbs, a former derivatives trader, banning him from performing any regulatory function.
    United StatesFinance and Banking
    Orrick
    Orrick
  • Article

    FCA Factsheets On EMIR

    On October 28, the FCA published a number of factsheets relating to EMIR.
    United StatesFinance and Banking
    Orrick
    Orrick
  • Article

    FCA Publishes FAQs On Passporting Under AIFMD

    On August 27, the FCA published a new webpage setting out frequently asked questions on passporting arrangements under the Alternative Investment Fund Managers Directive (2011/61/EU).
    United StatesFinance and Banking
    Orrick
    Orrick
  • Article

    FDIC Releases Technical Assistance Video On CFPB Mortgage Rules

    November 19, the FDIC announced the release of the first in a series of three new technical assistance videos developed to assist bank employees in meeting regulatory requirements.
    United StatesFinance and Banking
    Orrick
    Orrick
  • Showing 581–600 of 4390 results

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