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Your search for ‘Carlton Fields’ returned 1,465 results

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  • Article

    CFPB Grabs For SEC/CFTC Turf

    In May, the Consumer Financial Protection Bureau (CFPB) proposed a ban on "mandatory arbitration" contract clauses that make financial products consumers waive their right to join class actions.
    United StatesConsumer Protection
    Carlton Fields
    Carlton Fields
  • Article

    Food For Thought: Summary Judgment Affirmed In False ‘GMO' Advertising Class Action Against Chipotle

    The district court initially granted in part and denied in part defendant's motion to dismiss.
    United StatesConsumer Protection
    Carlton Fields
    Carlton Fields
Article

FINRA Moves Toward SEC Anti-Churning Proposal

On April 18, the SEC voted to propose major rule changes to reconcile and clarify the standards of conduct that apply to broker-dealers and investment advisers.
United StatesCorporate/Commercial Law
Carlton Fields
Carlton Fields
  • Article

    Insurers Keep Providing Corporate Governance Disclosures Without Complaint—Yet

    So far, 19 states have enacted the model act or something very close.
    United StatesCorporate/Commercial Law
    Carlton Fields
    Carlton Fields
  • Article

    Mutual Fund Advisers Win Again On Section 36(b) Claims

    Following a four-day bench trial, New Jersey District Judge Renee Bumb granted judgment to defendant Hartford mutual fund advisers on "excessive fee" claims brought by fund shareholders...
    United StatesCorporate/Commercial Law
    Carlton Fields
    Carlton Fields
  • Article

    Nevada Securities Act Amendments - What's Next?

    Loss resulting from a financial planner's advice subjects a financial planner to fiduciary duty liability.
    United StatesCorporate/Commercial Law
    Carlton Fields
    Carlton Fields
  • Article

    SEC Exhibit Hyperlink Proposal Excludes Investment Companies

    The SEC has proposed that filings on Securities Act registration form types beginning with "S-" and "F-", or on the basic Securities Exchange Act reporting forms, provide hyperlinks to exhibits.
    United StatesCorporate/Commercial Law
    Carlton Fields
    Carlton Fields
  • Article

    7th Circuit Becomes First Appellate Court To Find Title VII Protects Against Discrimination Based On Sexual Orientation

    Kimberly Hively was a part-time adjunct professor at a community college for several years but was denied six full-time positions over a five-year period.
    United StatesEmployment and HR
    Carlton Fields
    Carlton Fields
  • Article

    California Supreme Court Puts To Rest Labor Code Interpretation

    The workweek in California is seven days but need not necessarily run Monday through Sunday.
    United StatesEmployment and HR
    Carlton Fields
    Carlton Fields
  • Article

    IRS Allows Employer ‘Matching Contribution' Based On Student Loan Repayments

    With U.S. student loan debt totaling $1.5 trillion, employers are seeking ways to ease the burden of repayment for their employees and prospective employees.
    United StatesEmployment and HR
    Carlton Fields
    Carlton Fields
  • Article

    IRS Issues Warning on Tax Treatment of Wellness Program Rewards

    Employers offering wellness program rewards should be aware that some medical insurance salespeople are recommending arrangements that fail to comply with applicable law.
    United StatesEmployment and HR
    Carlton Fields
    Carlton Fields
  • Article

    Ninth Circuit Affirms District Court's Dismissal Of Plaintiff's Procedural Due Process Claim

    On appeal, plaintiff argued that her post-termination arbitration hearing and the statutory limits on judicial review of the arbitration's result violated her procedural due process rights.
    United StatesEmployment and HR
    Carlton Fields
    Carlton Fields
  • Article

    The Potential Impact Of A Trump Presidency On Employers

    Based on promises made during the campaign, it appears employers may expect changes in the government's approach to workplace regulation.
    United StatesEmployment and HR
    Carlton Fields
    Carlton Fields
  • Article

    Court Upholds SEC On "Backtested" Investment Strategy Illustrations

    An investment adviser seeking to show how a particular investment strategy would have performed during specified time periods would be well advised to...
    United StatesFinance and Banking
    Carlton Fields
    Carlton Fields
  • Article

    Implementation Delay And Q&As For Fund Liquidity Rule

    On February 21, the SEC approved a six-month extension for mutual funds to comply with the classification (bucketing) requirements and related elements of its new liquidity rule.
    United StatesFinance and Banking
    Carlton Fields
    Carlton Fields
  • Article

    SEC Committee Recommends Investor-Specific Mutual Fund Cost Disclosures

    In mid-April, the SEC's Investor Advisory Committee (IAC) issued a recommendation that the SEC "explore ways to improve mutual fund cost disclosures."
    United StatesFinance and Banking
    Carlton Fields
    Carlton Fields
  • Article

    Third Circuit Affirms Dismissal Of Suit To Vacate FINRA Arbitration Award

    This case involved an underlying arbitration before an arbitration panel operating under the "FINRA" rules, which was brought by Judith and Kenneth Goldman against their financial advisor...
    United StatesFinance and Banking
    Carlton Fields
    Carlton Fields
  • Article

    Accountable Care Organizations: Have They Already Come And Gone?

    With the adoption of the 2009 Patient Protection and Affordable Care Act, Public Law 111-148 (affectionately known as "Obamacare"), hundreds of new acronyms came for health care lawyers to study.
    United StatesFood, Drugs, Healthcare, Life Sciences
    Carlton Fields
    Carlton Fields
  • Article

    CMS Proposes Hospital Outpatient Prospective Payment System And Ambulatory Surgical Center Payment System Changes For 2018

    The Centers of Medicare and Medicaid Services released a proposed rule that would update the 2018 Hospital Outpatient Prospective Payment System and Ambulatory Surgical Center Payment System.
    United StatesFood, Drugs, Healthcare, Life Sciences
    Carlton Fields
    Carlton Fields
  • Article

    Fate of the American Health Care Act in the Hands of the Senate

    On May 4, the U.S. House of Representatives passed the American Health Care Act (AHCA) by a slight majority (217-213).
    United StatesFood, Drugs, Healthcare, Life Sciences
    Carlton Fields
    Carlton Fields
  • Showing 561–580 of 1465 results

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