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Article
Investor Status And Accredited Investor And QIB Resources
Recently, the US Securities and Exchange Commission ("SEC") adopted amendments to the definition of accredited investor ("AI") and amendments to the definition of Qualified Institutional Buyer.
United StatesCorporate/Commercial Law
Mayer Brown
Article
Legal Update: Connecticut And Florida Join The Fray, Enact Commercial Finance Disclosure Laws
Following closely on the heels of a Georgia law enacted in May, Connecticut and Florida have become the latest states to enact laws requiring providers of small business financing to provide disclosures...
United StatesCorporate/Commercial Law
Mayer Brown

MB Microtalk: Amendments To Regulation M (Video)

In this MB Microtalk video, Mayer Brown's Ryan Castillo discusses the SEC's recent amendments to Regulation M, which remove references to credit ratings from Regulation...

United StatesCorporate/Commercial Law

MB Microtalk: Clawbacks (Video)

In this MB Microtalk video, Mayer Brown's Ryan Liebl provides an overview of the new requirements for clawback policies for public companies, which require such companies to recoup excess...

United StatesCorporate/Commercial Law

MB Microtalk: Form PF Amendments (Video)

In this MB Microtalk, Mayer Brown's Adam Kanter discusses the SEC's amendments for Form PF, which affects large hedge fund advisors and private equity fund advisors.

United StatesCorporate/Commercial Law

MB Microtalk: Proxy Season Highlights (Video)

In this MB Microtalk video, Mayer Brown's Jen Carlson provides a few reminders for companies that are preparing their proxy statements and annual reports.

United StatesCorporate/Commercial Law

MB Microtalk: SEC Exam Priorities - Part 1

n this MB Microtalk video, Mayer Brown's Tim Nagy discusses the SEC's 2024 exam priorities, including examinations of investment advisers, registered investment companies, broker-dealers and more.

United StatesCorporate/Commercial Law

MB Microtalk: SEC Exam Priorities - Part 1 (Podcast)

In this MB Microtalk video, Mayer Brown's Tim Nagy discusses the SEC's 2024 exam priorities, including examinations of investment advisers, registered investment companies, broker-dealers and more.

United StatesCorporate/Commercial Law

MB Microtalk: SEC Exam Priorities - Part 2 (Podcast)

In this MB Microtalk video, Mayer Brown's Tim Nagy discusses the SEC's 2024 exam priorities, including examinations of investment advisers, registered investment companies, broker-dealers and more.

United StatesCorporate/Commercial Law

MB Microtalk: SEC Exam Priorities - Part 3 (Podcast)

In this MB Microtalk video, Mayer Brown's Tim Nagy discusses the SEC's 2024 examination priorities, including examinations of investment advisers, registered investment companies, broker-dealers and more.

United StatesCorporate/Commercial Law

MB Microtalk: SEC Exam Priorities - Part 3 (Podcast)

In this MB Microtalk video, Mayer Brown's Tim Nagy discusses the SEC's 2024 examination priorities, including examinations of investment advisers, registered investment companies, broker-dealers and more.

United StatesCorporate/Commercial Law

MB Microtalk: The SEC's Climate-Change Disclosure Rules: Gap Analyses, Disclosure Controls And ICFR Considerations (Video)

In this MB microtalk video, Mayer Brown's Jen Carlson discusses practical considerations for companies implementing the SEC's new climate-change disclosure rules...

United StatesCorporate/Commercial Law

MB Microtalk: The SEC's Climate-Change Disclosure Rules: Reg S-X Changes (Podcast)

In this MB Microtalk, discussing the SEC's final climate-change disclosure rules, Mayer Brown's Matt Bisanz provides an overview of the changes made by the final rules to Regulation S-X...

United StatesCorporate/Commercial Law

NYSE And NASDAQ Propose October 2, 2023 Effective Date To Clawback Listing Standards

On June 5, 2023, the New York Stock Exchange ("NYSE") filed an amendment to its proposed Dodd-Frank clawback listing policy providing for an effective date of October 2, 2023.

United StatesCorporate/Commercial Law

SEC Proposes Amendments To Schedules 13D And 13G

On February 10, 2022, the Securities and Exchange Commission ("SEC") proposed amendments to Schedules 13D and 13G relating to beneficial ownership reports ("Proposed Amendments").

United StatesCorporate/Commercial Law

The US National Defense Authorization Act For Fiscal Year 2021: Securities Law Implications

The William (Mac) Thornberry National Defense Authorization Act for Fiscal Year 2021 (NDAA, or the Act), which was enacted into law on New Year's Day when the US Congress overrode...

United StatesCorporate/Commercial Law

A Sigh Of Relief: FAQs Confirm Relief For "Good Faith" Effort To Comply With New Prescription Drug Reporting Mandate

On December 23, 2022, the Departments of Labor, Health and Human Services, and the Treasury issued FAQs addressing this question directly.

United StatesEmployment and HR

IRS Makes Cost-Of-Living Adjustments For 2021

The Internal Revenue Service (IRS) capped off a busy year with its annual cost-of-living adjustments applicable for 2021.

United StatesEmployment and HR

DIDMCA Opt-Out Update—Tenth Circuit Reverses Colorado Preliminary Injunction

Litigation involving Colorado's opt-out from the interest exportation provisions of the Depository Institutions Deregulation and Monetary Control Act of 1980 (DIDMCA)...

United StatesFinance and Banking

Licensing Link June 2025 Special Edition

Licensing Link is a periodic publication that will keep you informed on hot topics and new developments in state licensing laws, and provide practice tips and primers on important issues...

United StatesFinance and Banking

Showing 521–540 of 8871 results

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