Your search for ‘Duff & Phelps’ returned 643 results

Many companies are unaware of what the Ohio CAT is and if they are required to file and remit payments.

The last three Privilege Points (Part I, Part II and Part III) addressed a large law firm's failure to successfully assert privilege or work product protection for its own internal investigation

A great deal has been written about the inordinate time and expense companies experience as result of being subject to a Delaware unclaimed property audit.

On December 20, 2018 FINRA published its Report on Selected Cybersecurity Practices – 2018, detailing FINRA's observations regarding effective information-security practices implemented at securities

Technology has offered growth that didn't exist several years ago through online and app-driven channels.

The escalation of COVID-19 pandemic is expected to impact the Indian economy severely in the short to medium term.

The automotive industry slowed in the second half of 2018 as global sales, earnings and stock prices stalled due primarily to economic uncertainty and declining consumer confidence globally after a strong opening half to the year.

Many companies are currently bracing their operations against the worst economic outlook in more than a decade.

One of the first things that business owners and executives who are thinking about selling their company consider is who might be the right buyer for their company.

Whether it is in the context of determining lost profits in a breach of contract, patent infringement, or other litigious dispute, or when conducting an accounting of profits in an infringement matter, the concept of "incremental cost" can be a contentious one.

Expert evidence can play a huge role in proving/refuting a claim yet, on occasion, counsel will retain an expert based on only a superficial vetting of his/her suitability to the tasks at hand in the particular litigation.

With the right resources, structure, and training, whistleblowing programs can become valuable tools for strengthening a firm's controls, culture, and reputation.

Big banks are still attracting the largest fines from financial regulators. Similar to previous years, investment banking globally was the recipient of the lion's share of penalty amounts handed out in 2017, with fines totaling US$20.6 billion.

On April 16, 2019, the OCIE published a Risk Alert regarding its observations of compliance issues related to Regulation S-P, the primary SEC rule regarding privacy notices and safeguard policies of investment advisers ...

On June 7, 2019 the Ninth Circuit released their decision on the appeal

Recall that the original decision from the Ontario Superior Court of Justice states that "The practice of discussing draft reports with counsel is improper and undermines both the purpose of Rule 53.03 as well as the expert's credibility and neutrality."

Numerous high-profile enforcement actions show that financial crime compliance remains a core priority for regulators and law enforcement agencies around the world.