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Your search for ‘Stikeman Elliott LLP’ returned 5,149 results

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  • Article

    FP Article Considers Unintended Consequences Of Corporate Reforms

    A recent Financial Post article by Ed Waitzer, Director of the Hennick Centre for Business and Law at York University and partner at Stikeman Elliott and Marshall Cohen, chair of the Hennick Centre's Advisory Board and counsel at Cassels Brock & Blackwell, considers the difficulty in regulating corporate governance.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Government Advisory Council Recommends 30% Target For Women On Boards

    The report also recommends, among other things, that a "comply or explain" approach be implemented to incentivize public companies to meet that goal.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
Article

IIROC Amends Rules Regarding Trade Matching

The OSC yesterday announced the approval of amendments to IIROC's Dealer Member Rules that are intended to promote compliant trade matching practices and eliminate the sending of duplicative trade related correspondence to clients.
CanadaCorporate/Commercial Law
Stikeman Elliott LLP
Stikeman Elliott LLP
  • Article

    IIROC Announces Bi-Annual Tests Of Dealers' Business Continuity Plans

    The Investment Industry Regulatory Organization of Canada (IIROC) has announced that industry-wide tests of dealers' business continuity plans will be conducted on a bi-annual basis going forward.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    IIROC Dealer Member Rules Amended To Reduce Quiet Periods Following Prospectus Offerings

    The Ontario Securities Commission approved amendments to Requirement 14 of Dealer Member Rule 3400 of the Investment Industry Regulatory Organization of Canada (IIROC).
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    IIROC Issues Draft Guidance Respecting Average Price Disclosure On Trade Confirmations

    The Investment Industry Regulatory Organization of Canada released proposed guidance intended to consolidate previously-issued guidance respecting marketplace and average price trade disclosure on trade confirmations.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    IIROC Proposes Enhanced Client Reporting Requirements

    IIROC today published for comment proposed amendments to its Dealer Member Rules intended to harmonize its rules with enhanced CSA client reporting requirements adopted earlier this year.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    IIROC Provides Guidance For Providing Notice Of DEA Agreements

    On December 3, the Investment Industry Regulatory Organization of Canada published guidance to assist participant dealers in complying with new gatekeeper and notice requirements for direct electronic access (DEA) and routing arrangements.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    IIROC Provides Guidance On Variation And Cancellation Of Trades

    IIROC released proposed guidance on the subject in April, and the final version of the guidance reflects changes suggested in response to comments received in response to the original proposal.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    IIROC Releases 2012 Report On Exemptions Granted

    Investment Industry Regulatory Organization of Canada recently released its second annual Exemption Report, which provides an overview of exemptions granted last year by IIROC from certain UMIR and Dealer Member Rule provisions.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    IIROC Releases 2013 Report On Exemptions Granted

    IIROC released its annual Exemption Report, which provides a summary of the exemptions granted last year from certain UMIR and Dealer Member Rule provisions.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    IIROC Releases Draft Guidance Regarding Dealer Members' Compensation Arrangements With Retail Clients

    On August 14, the Investment Industry Regulatory Organization of Canada (IIROC) issued a request for comments on draft guidance concerning the compensation arrangements offered by dealer members to retail clients.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    IIROC Releases FAQ Regarding Notification Trigger Under Electronic Trading Supervisory Requirements

    The IIROC has recently released a notice to address inquiries received regarding amendments to UMIR, effective March 1, that are intended to align IIROC's trading supervisory requirements with the requirements found in NI 23-103 Electronic Trading.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    IIROC Releases Guidance For Part-Time CFOs

    The Investment Industry Regulatory Organization of Canada yesterday released a notice respecting its expectations in regards to part-time chief financial officers
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    IIROC Will No Longer Intervene On Unreasonably Priced Odd Lot Trades

    IIROC announced earlier this week that, effective immediately, it will no longer intervene to vary or cancel odd lot trades that execute at unreasonable prices.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Interlisted Issuers Eligible For Broader Exemptions From TSX Company Manual Requirements

    Effective September 10, 2015, the TSX Company Manual was amended to expand exemptions available for interlisted issuers from TSX Company Manual requirements relating to acquisitions, financings and corporate governance.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    IRS Foreign Financial Institution List Search Up And Running

    Under the IGA signed between Canada and the U.S., non-exempt Canadian Financial Institutions are required to register on the IRS FATCA portal.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    ISS Details New Approach To Evaluate Pay-For-Performance

    On December 20, Institutional Shareholder Services released a paper outlining its new methodology for evaluating U.S. pay-for-performance in 2012.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    ISS Publishes 2011 Updates to Corporate Governance Policy

    Institutional Shareholder Services Inc. today published the annual updates to its Canadian Corporate Governance Policy. The policy provides proxy voting recommendations, based on corporate governance factors, for securityholder meetings occurring on or after February 1, 2011.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    ISS Publishes 2014 Canadian Corporate Governance Policy Updates

    Last week, Institutional Shareholder Services released updates to its Canadian benchmark corporate governance policy effective for meetings on or after February 1, 2014.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Showing 481–500 of 5149 results

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