Your search for ‘Hogan Lovells’ returned 12,699 results

The CFTC and the Commissione Nazionale per le Società e la Borsa (i.e., the Italian Companies and Exchange Commission) entered into a Memorandum of Understanding.

The CFTC awarded approximately $1.5 million to an individual whistleblower for information provided in connection ...

CFTC Chair J. Christopher Giancarlo praised the FY 2019 appropriations legislation.

CFTC Chair Heath P. Tarbert named Malcolm Clark Hutchinson III as Director of the Division of Clearing and Risk. Mr. Hutchinson will be responsible for CFTC supervision of derivative clearinghouses

The CFTC filed a civil enforcement action in the U.S. District Court for the Southern District of New York against an employee of a proprietary trading financial services firm.

CFTC Commissioner Dawn DeBerry Stump announced that she will not seek reappointment following the conclusion of her term. Ms. Stump stated that until her five-year term expires in April 2022.

CFTC Commissioner Brian Quintenz applauded the formation of a Working Group sponsored by the Virtual Commodity Association.

CFTC Division of Enforcement Director Aitan Goelman will leave the Commission on February 3, 2017.

The CFTC Division of Swap Dealer and Intermediary Oversight issued an exemption letter to a commodity pool operator ("CPO") of a number of pools operated pursuant to CFTC Rule 4.7.

The CFTC Division of Clearing and Risk granted an extension of no-action relief to the Shanghai Clearing House ("SHCH") (see previous coverage of the original relief) from registration...

The CFTC Division of Swap Dealer and Intermediary Oversight granted a CPO no-action relief from registration requirements,

The CFTC Division of Swap Dealer and Intermediary Oversight granted exemptive relief to a commodity pool operator ("CPO") from the requirement to deliver quarterly account statements to pool participants within 30 days of each quarter.

The CFTC Division of Swap Dealer and Intermediary Oversight ("DSIO") granted no-action relief to four Commodity Pool Operators ("CPOs") from their registration requirement, provided that each...

The CFTC granted a request by Chicago Mercantile Exchange Clearing Europe Limited ("CMECE") for registration as a derivatives clearing organization ("DCO") under the CEA.

The CFTC granted its largest-ever whistleblower award to an individual who reported information that resulted in a successful enforcement action.

The CFTC Division of Swap Dealer and Intermediary Oversight granted no-action relief from registration as a CPO or CTA to the investment manager of a fund.

On May 27, 2016, the CFTC granted full registered status to three swap execution facilities ("SEFs") including: (i) GTX SEF, LLC of Bedminster, N.J., (ii) TeraExchange, LLC of Summit...