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The Canadian Securities Administrators today published for comment proposed amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and its companion policy that would require registered dealers and advisers outside Quebec to make the services of the Ombudsman for Banking Services and Investments available to clients to satisfy their obligations regarding offering independent dispute resolution or mediation services.

The CSA published for comment proposed amendments to marketplace operations and trading rules intended to update the rules in light of recent developments.

The Canadian Securities Administrators yesterday proposed amendments to NI 51-101 Standards of Disclosure for Oil and Gas Activities intended to enhance the consistency and quality of issuers' disclosure of oil and gas activities, while increasing flexibility for issuers.

The Canadian Securities Administrators released a staff notice last week that provides prospective Advising Representatives and Associate Advising Representatives with guidance regarding the relevant investment management experience required to qualify for registration.

The Canadian Securities Administrators today published a revised set of proposed amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations as well as its Companion Policy to set out requirements for reporting to clients with respect to investment charges, investment performance and client statements.

The Canadian Securities Administrators today released a report outlining the findings of an oversight review of IIROC's activities.

The CSA today released an update on their consultation process regarding the potential regulation of proxy advisory firms.

The CSA today published for a second time proposed amendments to NI 81-101 Mutual Fund Prospectus Disclosure regarding the delivery of Fund Facts following the purchase of a mutual fund.

CSA plan to publish for comment a proposed framework for mandatory post-trade transparency of trades in government debt securities in the first quarter of 2018.

The Canadian Securities Administrators (CSA) recently published CSA Staff Notice 11-329 Withdrawal of Notices and Revocation of Omnibus/Blanket Orders.

A recent Financial Post article by Ed Waitzer, Director of the Hennick Centre for Business and Law at York University and partner at Stikeman Elliott and Marshall Cohen, chair of the Hennick Centre's Advisory Board and counsel at Cassels Brock & Blackwell, considers the difficulty in regulating corporate governance.

The report also recommends, among other things, that a "comply or explain" approach be implemented to incentivize public companies to meet that goal.

The Toronto Stock Exchange published proposed amendments to its Company Manual today that would extend the current exemption from security holder approval in cases where listed issuers adopt security based compensation arrangements for employees of a target issuer in the context of an acquisition, to new security based compensation arrangements created to retain employees of the target.

The OSC yesterday announced the approval of amendments to IIROC's Dealer Member Rules that are intended to promote compliant trade matching practices and eliminate the sending of duplicative trade related correspondence to clients.

The Ontario Securities Commission approved amendments to Requirement 14 of Dealer Member Rule 3400 of the Investment Industry Regulatory Organization of Canada (IIROC).

The Investment Industry Regulatory Organization of Canada released proposed guidance intended to consolidate previously-issued guidance respecting marketplace and average price trade disclosure on trade confirmations.

On December 3, the Investment Industry Regulatory Organization of Canada published guidance to assist participant dealers in complying with new gatekeeper and notice requirements for direct electronic access (DEA) and routing arrangements.