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In a statement in support of longer comment periods during the rulemaking process, SEC Commissioner Hester M. Peirce explained that an open dialogue with the public is crucial to effective rulemaking.

SEC Designates Indian Stock Exchange as Offshore Securities Market.

The SEC Division of Corporation Finance designated a Taiwan stock exchange as a "designated offshore securities market"

In a recent Investor Bulletin, the SEC Office of Investor Education and Advocacy outlined the arbitration and mediation processes that are involved a customer's dispute with a broker-dealer.

SEC Division of Corporation Finance Associate Director James M. Daly will retire at the end of September.

SEC Division of Risk and Analysis ("DERA") Director and Chief Economist Jeffrey H. Harris will step down from his position and return to academia on a full-time basis.

SEC Division of Trading and Markets Associate Director Wenchi Hu will leave the Commission in February 2017.

The SEC Division of Economic and Risk Analysis and the Division of Trading and Markets are effectively ending the Tick Size Pilot Program at the end of trading on September 28, 2018 rather than on October 1, 2018.

Each fund tracks, or will track, the performance of an underlying index.

Subject to certain conditions, the SEC Division of Corporation Finance granted exemptive relief to Indian company Mphasis Limited from Exchange Act Rule 14e-1(a).

The SEC Division of Corporation Finance granted an exemption to Israeli-based corporation Metalink Ltd. from Exchange Act Rule 13e-4(f)(2)(I).

The SEC extended, until March 15, 2019, the comment period for its proposed rules and form amendments to improve disclosures for purchasers of variable annuities and variable life insurance contracts.

The SEC extended exemptive relief to Nasdaq BX, Inc. from the minimum penny pricing increment requirements of Rule 612 of Regulation NMS.

The SEC issued an order granting a conditional exemption to a credit rating agency registered as a nationally recognized statistical rating organization from the Securities Exchange Act Section...

The SEC Division of Corporation Finance granted exemptive and no-action relief to a technology company and two subsidiaries from certain tender offer requirements in connection with a complex series of transactions.

SEC Grants Exemption to Japanese Credit Rating Agency.

Subject to certain conditions, the SEC Division of Corporation Finance granted exemptive relief to an Argentinian transporter of natural gas and three other companies.