On Dec. 8, 2010, the Senate approved H.R. 4337, the Regulated Investment Company Modernization Act of 2010 (the Act), with an amendment to the version approved by the House of Representatives on Sept. 28, 2010.

As AI becomes commonplace, it is playing an increasingly large and important role in the American legal system.

On Oct. 16, 2020, the U.S. Securities and Exchange Commission (the SEC) adopted amendments to Rule 2-01 of Regulation S-X (the Amendments), the auditor independence rules.

On Nov. 23, 2010, as part of FINRA's ongoing rule consolidation effort, the SEC approved two new rule changes: FINRA Rule 2090 (Know Your Customer) and FINRA Rule 2111 (Suitability).

COVID-19 is driving tremendous uncertainty in the professional workspace, particularly concerning where workers will physically perform their job.

The U.S. Department of Labor (DOL) finalized amendments to the investment duties of a fiduciary subject to the U.S. Employee Retirement Income Security Act of 1974...

Frequently in the cybersecurity field, we try to look ahead to anticipate the next threat, that zero-day attack.

What is one to make of the Supreme Court’s decision in AT&T Mobility LLC v. Concepcion, – U.S. – ,131 S.Ct. 1740, 179 L.Ed.2d 742 (2011), and what are courts taking from that decision in making subsequent rulings?

Transactional attorneys are expressing cautious optimism about an increasing demand for work after the Federal Reserve this week trimmed interest rates by a quarter-point...

It's 11:55 p.m., and you just put the final finishing touches on your brief to the Superior Court of New Jersey, Appellate Division, which is due before the clock strikes midnight.

The following summarizes recent legal developments of note affecting the mutual fund/investment management industry:

The Securities and Exchange Commission (the "Commission" or the "SEC"), on November 4, approved the publication of a substantial release (the "Release")1 proposing significant amendments...