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Your search for ‘Control Risks’ returned 419 results

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  • Article

    Observation 1.1.1.1 On The Volcker Rule: Community Banks – Compliance Redux

    In Observation 1.1.1, we discussed the surprise treatment under the new Volcker Rule regulations1 of collateral debt obligations (CDOs) backed by trust preferred securities (TruPS) as "covered funds," which would force banking entities to divest their interests in these securitizations from their portfolios.
    United StatesFinance and Banking
    Pepper Hamilton LLP
    Pepper Hamilton LLP
  • Article

    Tax Preparation Firm Settles FTC Claims Flowing From Data Breach

    On November 8, the Federal Trade Commission announced that it had approved a final order settling claims arising out of a data breach at Georgia-based tax preparation firm TaxSlayer, LLC.
    United StatesPrivacy
    Troutman Pepper Locke LLP
    Troutman Pepper Locke LLP
Article

Is It Always About The Money? New Investment Guidance For Trustees

The Law Commission has issued its report on the fiduciary duties of investment intermediaries.
United KingdomCorporate/Commercial Law
Nabarro LLP
Nabarro LLP
  • Article

    Bill 168: Workplace Violence and Workplace Harassment Amendments to the Occupational Health and Safety Act

    Bill 168, the Occupational Health and Safety Amendment Act (Violence and Harassment in the Workplace), 2009, amends the Occupational Health and Safety Act (OHSA) to impose new obligations on employers with respect to workplace violence and harassment.
    CanadaEmployment and HR
    McCarthy Tétrault
    McCarthy Tétrault
  • Article

    Delivering Successful IT Projects: The Procurement Stage

    On June 11, 2025, McCarthy Tétrault hosted our national webinar Delivering Successful IT Projects to discuss strategies and tools to deliver successful IT projects.
    CanadaGovernment, Public Sector
    McCarthy Tétrault
    McCarthy Tétrault
  • Article

    Using QuickBooks And Common Sense To Prevent Fraud In Your Small Business

    Fraud is a fact of life, but despite that reality, I continue to find clients who "trust" that their company is free from fraud, even without any controls in place to verify whether that's true
    United StatesAccounting and Audit
    Goldin Peiser & Peiser, LLP
    Goldin Peiser & Peiser, LLP
  • Article

    Opening A Business In Chile

    From a labour perspective, Chile offers a semi-flexible labour relationship system. Although employment contracts must comply with minimum regulations in relation to working hours, remuneration, among others, ...
    ChileCorporate/Commercial Law
    L&E Global
    L&E Global
  • Article

    MeitY Releases Guidelines On AI Governance – The Way Ahead And Roadmap For AI Use In India

    The Ministry of Electronics and Information Technology ("MeitY") released the India AI Governance Guidelines on November 5, 2025 ("Guidelines")...
    IndiaTechnology
    AZB & Partners
    AZB & Partners
  • Article

    Derivatives Regulation In Brazil

    The Brazilian monetary authorities are known worldwide to regulate and supervise the financial sector tightly and unlike other jurisdictions Brazil always adopted a very restrictive approach in the derivatives market.
    BrazilFinance and Banking
    Walter Stuber Consultoria Jurídica
    Walter Stuber Consultoria Jurídica
  • Article

    Agreements Define Data Sharing And Re-use

    ‘Data is the new oil' has been a popular phrase in recent years, but perhaps a more apt comparison would be solar power: a renewable natural resource that can benefit everyone at once, without diminishing.
    FinlandPrivacy
    Castrén & Snellman
    Castrén & Snellman
  • Article

    New Regulations On Onshore Loans By Credit Institutions

    On 28 June 2023, the State Bank of Vietnam (SBV) issued Circular No. 06/2023/TT-NHNN (Circular 6) amending Circular No. 39/2016/TT-NHNN (Circular 39)...
    VietnamFinance and Banking
    ACSV Legal
    ACSV Legal
  • Article

    No Jab, No Job?

    Vaccines are not currently mandatory and employers do not have a legal right to require employees to have the vaccine.
    United KingdomEmployment and HR
    Mayer Brown
    Mayer Brown
  • Article

    Taxi driver held liable for abandoning drunk passenger who was subsequently run over

    Case of French v QBE Insurance (Australia) Limited [2011] QSC 105 dealing with liablity to drunk passenger of taxi driver and his employer.
    AustraliaLitigation, Mediation & Arbitration
    Moray & Agnew
    Moray & Agnew
  • Article

    Construction Products Reform White Paper Published: Key Headlines

    The Ministry of Housing, Communities and Local Government (MHCLG) has published its Construction Products Reform White Paper...
    United KingdomReal Estate and Construction
    Gowling WLG
    Gowling WLG
  • Article

    Lesson From VTech

    The OPC estimated that the breach affected more than 316,000 Canadian children and more than 237,000 Canadian adults.
    CanadaPrivacy
    Torkin Manes LLP
    Torkin Manes LLP
  • Video

    Country Risk Analysis For Investment Decisions And Corporate Strategy (Video)

    As part of Gowling WLG's Special Projects Series, Paul Murphy, Managing Director of Gowling WLG's Energy Group, recently sat down ...
    CanadaGovernment, Public Sector
    Gowling WLG
    Gowling WLG
  • Article

    What Is A Québec Employer's Duty To Intervene When Family Violence Makes Its Way Into The Office?

    Since October 6, 2021, the obligation to prevent physical and psychological violence, including spousal, family or sexual violence has been introduced into the chapter on the employer's general obligations in section 51 of Québec's Act respecting occupational health and safety.
    CanadaEmployment and HR
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    International Payments In RMB

    China is implementing financial reforms intended to increase acceptance of the Chinese currency, Renminbi (RMB), as a global transaction and investment currency. These initiatives include measures to establish North America's first RMB trading hub in Canada.
    CanadaFinance and Banking
    McMillan LLP
    McMillan LLP
  • Article

    RDJ University Conference 2026

    RDJ's annual University Conference brought together leaders from Ireland's higher education sector to examine critical challenges facing universities today. From AI literacy and governance frameworks to funding strategies, student procedures, and reputation management, the conference explored how institutions can navigate rapid technological change while maintaining their core mission of critical thinking and knowledge creation.
    IrelandStrategy
    RDJ LLP
    RDJ LLP
  • Article

    A New Regulatory Framework For Credit Servicing Firms In Ireland

    The Consumer Protection (Regulation of Credit Servicing Firms) Act 2015 (the "Act") became law on the 8th July, 2015.
    IrelandFinance and Banking
    Dillon Eustace
    Dillon Eustace
  • Showing 341–360 of 419 results

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