Article
The SEC’s New Carrot: Cooperation Incentives For Individuals
From the first moment SEC Enforcement Director Robert Khuzami proposed an initiative to foster cooperation by individuals in investigations -- in an August 5, 2009 speech to the New York City Bar Association, Khuzami proposed a "Seaboard for individuals" standard that would provide credit to individuals for "extraordinary cooperation" -- observers have eagerly anticipated the unveiling of this policy.
Fried Frank Harris Shriver & Jacobson
