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In this newsletter, we provide a snapshot of the principal Asian, US, European and selected international governance and securities law developments of interest to Asian corporates.

James Koukios was a guest on the FCPA Compliance Report podcast, where he discussed the firm's top 10 international anti-corruption developments for November 2019

Shearman & Sterling has published the latest issue of its bi-annual FCPA Digest report, highlighting how FCPA enforcement actions have fared amid a difficult year marked by the COVID-19 outbreak

Chair Mary Jo White of the Securities and Exchange Commission recently delivered a speech at the Twentieth Annual Stanford Directors' College.

The Cabinet Regulatory Tracker is a list of comment deadlines, effective dates and expiration dates.

On November 13, the Division of Corporation Finance of the Securities and Exchange Commission posted A Small Entity Compliance Guide (Compliance Guide) on its website related to the final rule implementing disclosure and reporting requirements regarding the use by issuers of conflict minerals from the Democratic Republic of the Congo (DRC) and adjoining countries (collectively, the Covered Countries).

Morrison and Foerster partner James Koukios breaks down the Top 10 International Anti-Corruption Developments for November 2019 in this episode.

This is the third in our First 100 Days series examining important trends in white collar law and investigations in the early days of the Biden administration.

Among the myriad provisions of the pending financial reform bill is the creation of a viable whistleblower system under which informants who report securities laws violations to the Securities and Exchange Commission will be provided with monetary rewards.

As the Securities and Exchange Commission’s Whistleblower Program gains traction, reporting of compliance concerns is likely to increase.

Since mid-2000s investigation of Siemens, and the resulting $800 million penalty for violations of the Foreign Corrupt Practices Act, the FCPA has been an enforcement priority of the U.S. Government.

The Department of Justice's new Corporate Enforcement and Voluntary Self-Disclosure Policy strengthens incentives to disclose, but it does not resolve the central question companies actually face...

One of the most important FCPA-related decisions for companies is whether to disclose a potential FCPA violation to the US Department of Justice (DOJ) and the Securities and Exchange Commission (SEC).

After a complicated path to passage, today the Senate completed the override of President Trump's veto of the National Defense Authorization Act and, as part of that legislation, passed the Anti-Money Laundering Act of 2020.

The liability and regulatory landscape in the U.S. continues to evolve and remains one of the highest risk areas for FI/D&O insurers worldwide.

U.S. companies with a Canadian footprint tend to focus almost exclusively on the FCPA when assessing their foreign corruption law risk. While Canada's foreign corruption law...

EXPECTFOCUS® is a quarterly review of developments in the insurance and financial services industry, provided on a complimentary basis to clients and friends of Carlton Fields Jorden Burt, P.A.