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The Anti-Money Laundering ("AML") whistleblower regime in the United States received significant updates as part of the Consolidated Appropriations Act, 2023 ("CAA"), signed into law...

The United States Court of Appeals for the Fifth Circuit recently affirmed a decision of the Administrative Review Board of the Department of Labor, which had determined that a company’s disclosure of the identity of an SEC whistleblower ..

Today, with two Commissioners dissenting, the SEC adopted final rules implementing the new whistleblower program created last July by the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act").

As our clients and friends know, each year Mintz Levin provides an analysis of the regulatory developments that impact public companies as they prepare for their fiscal year-end filings with the Securities and Exchange Commission and their annual shareholder meetings.

Since the Russian invasion of Ukraine in February 2022, the U.S. government has made it increasingly clear that enforcement of export control and economic sanctions laws is a top priority.

This newsletter provides a snapshot of the principal US and selected global governance and securities law developments during the second quarter of 2014.

On February 17, 2026, California Assembly Member Pilar Schiavo introduced California Assembly Bill 2021 (AB 2021)...

A new presidential administration means turnover in top leadership roles throughout the government. Jay Clayton, President Trump's pick to lead the U.S. Attorney's Office for the Southern District of New York ("SDNY" or the "Office").

External whistleblower activity can be very costly in the auto industry. As the industry continues to develop, prevention of whistleblower claims will only grow in importance.

Even before President Trump's nomination of Jay Clayton as the next Chairman of the Securities and Exchange Commission ("SEC" or "Commission")...

In recent years, whistleblower protection laws have evolved significantly across both public and private sectors. Enhanced enforcement by agencies such as the Securities and Exchange Commission (SEC), Occupational Safety and Health Administration (OSHA), and the Consumer Financial Protection Bureau (CFPB) reflects a clear federal commitment to supporting individuals who report misconduct.

Unable to land many of those big international contracts, your company has just been acquired by a more successful multi-national competitor. Luckily, you are considered a rising star and have been named assistant manager in a major foreign branch.

Whistleblower Developments is a periodic report covering significant cases, decisions, proposals, and legislation related to whistleblower statutes and how they may impact your business.

According to the Institute of Internal Auditors "Politics of Internal Auditing" (2015), 55% of chief audit executives were directed to commit important findings from their audit reports.

In recent years SEC cases alleging fraudulent accounting practices have been in decline.

In the first of its kind enforcement action, the Commodity Futures Trading Commission (CFTC or Commission) charged a firm for impeding reporting by a whistleblower in violation of Commission regulations.

This newsletter provides a snapshot of the principal US and selected global governance and securities law developments during the second quarter of 2015 that may be of interest to Latin American corporations and financial institutions.

The following summarizes recent legal developments of note affecting the mutual fund/investment management industry