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Your search for ‘Fried Frank Harris Shriver & Jacobson’ returned 563 results

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  • Article

    Search Warrants For Business Premises: A Practical Guide For Preparation

    In connection with a high-profile insider trading investigation, the United States Attorney’s Office for the Southern District of New York and the Federal Bureau of Investigation utilized search warrants to raid the offices of three hedge funds on November 22.
    United StatesCriminal Law
    Fried Frank Harris Shriver & Jacobson
    Fried Frank Harris Shriver & Jacobson
  • Article

    CFTC Regulatory Update - November 2007

    The Commodity Futures Trading Commission (the “Commission” or “CFTC”) has adopted certain amendments to Rule 18.05 .
    United StatesFinance and Banking
    Fried Frank Harris Shriver & Jacobson
    Fried Frank Harris Shriver & Jacobson
Article

FINRA Issues Guidance For The Evolving High Tech World: Applying The Existing Rules To The New Social Media

Individuals and broker-dealers involved in the financial services industry have become accustomed to using social media and personal technology devices to assist in their business.
United StatesFinance and Banking
Fried Frank Harris Shriver & Jacobson
Fried Frank Harris Shriver & Jacobson
  • Article

    False Claims Act: Senator Grassley Proposes Sweeping Amendments To The False Claims Act Favorable To Plaintiffs’ Bar

    On the Senate floor on September 12th, Senator Grassley introduced sweeping amendments to the civil False Claims Act (“FCA”) which will significantly increase liability under the FCA by eliminating long-standing defenses.
    United StatesGovernment, Public Sector
    Fried Frank Harris Shriver & Jacobson
    Fried Frank Harris Shriver & Jacobson
  • Article

    Obama Administration Announces Proposed Comprehensive Reform to U.S. Export Control System, Including Single Licensing Agency and Single Control List

    In August 2009, President Obama announced that his Administration would conduct a thoroughgoing review of the country’s export control regimes.
    United StatesGovernment, Public Sector
    Fried Frank Harris Shriver & Jacobson
    Fried Frank Harris Shriver & Jacobson
  • Article

    EU Court Limits the Scope of Legal Professional Privilege

    On 14 September 2010, the Court of Justice of the European Union confirmed in Akzo Nobel v. Commission that documents prepared by in-house lawyers are not privileged under EU rules.
    United StatesInternational Law
    Fried Frank Harris Shriver & Jacobson
    Fried Frank Harris Shriver & Jacobson
  • Article

    Ruling Creates Uncertainty Under Section 13(d)

    A new decision by the federal district court in New York creates uncertainty regarding whether the long party to a cash-settled total return equity swap will be deemed to beneficially own the publicly-traded reference security for purposes of Section 13(d) of the Securities Exchange Act of 1934
    United StatesLitigation, Mediation & Arbitration
    Fried Frank Harris Shriver & Jacobson
    Fried Frank Harris Shriver & Jacobson
  • Article

    Civil False Claims Act: House Subcommittees Hold Joint Hearing On H.R. 4854´s Sweeping Amendments To The FCA

    Yesterday, two subcommittees of the House Committee on the Judiciary held a joint hearing on H.R. 4854, entitled the "False Claims Act Correction Act of 2007.
    United StatesMedia, Telecoms, IT, Entertainment
    Fried Frank Harris Shriver & Jacobson
    Fried Frank Harris Shriver & Jacobson
  • Article

    Recent Executive Compensation Legislative Proposals

    Last week, the US Treasury delivered draft legislation to Congress concerning advisory “say on pay” votes and compensation committee independence.
    United StatesEmployment and HR
    Fried Frank Harris Shriver & Jacobson
    Fried Frank Harris Shriver & Jacobson
  • Article

    The SEC and CFTC Propose Systemic Risk Reporting on New Form PF

    On January 26, 2011, the Securities and Exchange Commission ("SEC") and Commodity Futures Trading Commission ("CFTC") issued joint proposed rules under the Investment Advisers Act of 1940 ("Advisers Act") and the Commodity Exchange Act ("CEA") to implement certain provisions of Title IV of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act"), available at http://www.sec.gov/rules/proposed/2011/ia-3145.pdf .
    United StatesFinance and Banking
    Fried Frank Harris Shriver & Jacobson
    Fried Frank Harris Shriver & Jacobson
  • Article

    Credit Rating Agency Consents Required for Inclusion of Ratings in Registration Statements

    One of the lesser publicized provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act") requires a registrant to obtain the written consent of a Nationally Recognized Statistical Rating Organization ("NRSRO") in order to disclose in a registration statement or prospectus (or documents incorporated by reference into registration statements or prospectuses) that NRSRO’s credit rating of any class of debt securities, convertible debt securities or preferred s
    United StatesFinance and Banking
    Fried Frank Harris Shriver & Jacobson
    Fried Frank Harris Shriver & Jacobson
  • Article

    SEC Proposes Amendments To Proxy Solicitation Rules And Disclosures Of Shareholder Vote Results On Form 8-K

    On July 10, 2009, the SEC proposed amendments to the proxy solicitation rules, including amendments that could make it easier for shareholders to conduct proxy solicitations against management.
    United StatesFinance and Banking
    Fried Frank Harris Shriver & Jacobson
    Fried Frank Harris Shriver & Jacobson
  • Article

    ISS Releases 2013 Proxy Voting Policies

    On December 6, 2012, Institutional Shareholder Services, Inc. ("ISS") broadcast a webinar ("Webinar") to provide additional information regarding its Final 2013 Corporate Governance Policy Updates, which were published on November 16, 2012 (the "Final Policies").
    United StatesCorporate/Commercial Law
    Fried Frank Harris Shriver & Jacobson
    Fried Frank Harris Shriver & Jacobson
  • Article

    U.S. Further Eases Cuban Sanctions

    On October 17, 2016, OFAC and the U.S. Department of Commerce's Bureau of Industry and Security (BIS) published final rules further easing U.S. economic sanctions against Cuba.
    GlobalInternational Law
    Fried Frank Harris Shriver & Jacobson
    Fried Frank Harris Shriver & Jacobson
  • Article

    SEC Issues Guidance Regarding The Application Of The JOBS Act On Exchange Offers And Mergers And Other Aspects Of General Application

    On September 28, 2012, the Staff of the Division of Corporation Finance of the Securities and Exchange Commission (the "SEC") issued Frequently Asked Questions ("FAQs") to provide guidance on the application of the Jumpstart Our Business Startups Act (the "JOBS Act").
    United StatesCorporate/Commercial Law
    Fried Frank Harris Shriver & Jacobson
    Fried Frank Harris Shriver & Jacobson
  • Article

    FTC Revises HSR Filing Thresholds

    The FTC has announced new reporting notification thresholds under the Hart-Scott-Rodino Antitrust Improvements Act of 1976, as amended ("HSR Act" or the "Act"), which will be effective 30 days after the revised thresholds are published in the Federal Register.
    United StatesAntitrust/Competition Law
    Fried Frank Harris Shriver & Jacobson
    Fried Frank Harris Shriver & Jacobson
  • Article

    A Harsh Reminder About The Danger Of Pre-Closing Activities In M&A Transactions

    On November 7, 2014, the Department of Justice (DOJ) required particleboard competitors Flakeboard America Limited (Flakeboard) and SierraPine to pay $5 million in penalties
    United StatesCorporate/Commercial Law
    Fried Frank Harris Shriver & Jacobson
    Fried Frank Harris Shriver & Jacobson
  • Article

    SEC Publishes Section 13(d) And 13(g) Compliance & Disclosure Interpretations

    On September 14, 2009, the staff of the Division of Corporation Finance of the Securities and Exchange Commission published new and updated interpretations regarding Sections 13(d) and 13(g) of the Securities Exchange Act, Regulation 13D-G, and Schedules 13D and 13G.
    United StatesCorporate/Commercial Law
    Fried Frank Harris Shriver & Jacobson
    Fried Frank Harris Shriver & Jacobson
  • Article

    What You Need To Know About RiskMetrics’ Updated Compensation Guidelines For The 2009 Proxy Season

    RiskMetrics Group, formerly known as Institutional Shareholder Services (“RiskMetrics”), has published a 2009 update to its corporate governance policies, including new policies on various executive compensation matters.
    United StatesCorporate/Commercial Law
    Fried Frank Harris Shriver & Jacobson
    Fried Frank Harris Shriver & Jacobson
  • Article

    FALSE CLAIMS ACT: Unanimous Opinion By The Supreme Court In Allison Engine Vacates Sixth Circuit´s Expansion Of FCA Liability

    In a unanimous decision by Justice Alito, the Supreme Court today vacated the Sixth Circuit's decision in Allison Engine Co. v. United States ex rel. Sanders, and held that, even though "presentment" was not required for liability under 31 USC. §§3729 (a)(2) and (a)(3), it was not sufficient to merely show that a government prime contractor used "government money" to pay a subcontractor's false claim.
    United StatesCriminal Law
    Fried Frank Harris Shriver & Jacobson
    Fried Frank Harris Shriver & Jacobson
  • Showing 221–240 of 563 results

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