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  • Article

    Former Executive Pleads Guilty In ADR-Related Bid-Rigging Conspiracy

    A former financial services executive pleaded guilty to DOJ antitrust charges, admitting to a bid-rigging conspiracy in connection with the borrowing of pre-release American Depository Receipts
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    FRB Corrects Comment Date For Raising Threshold Of Regulation TT Assessments

    The Federal Reserve Board ("FRB") corrected the comment deadline for a proposal to raise the threshold for bank holding companies and savings and loan holding companies, subject to Regulation TT assessments.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    FTC Increases National Do Not Call Registry Fees For FY 2020

    The FTC amended the Telemarketing Sales Rule to increase fees for telemarketing businesses seeking access to the National Do Not Call Registry.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Fund Fanatics Episode Featuring CEO Doug Raetz Of True Capital Management

    Tune into a recent episode of Fund Fanatics with Jeff Maier and Scott Aleali to get an insider's perspective of how your favorite athletes are shaking up the world of private equity...
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Fund Fanatics Episode With Aiga Capital Partners

    Scott Aleali and Jeff Maier released another episode of "Fund Fanatics" this week, featuring Angel Fierro and Rory Meyers, Co-Founders and Managing Partners of Aiga Capital Partners.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Fund Fanatics Episode With Rafay Farooqui

    Fund Fanatics Episode with Rafay Farooqui.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Fund Finance European University Registration Opens

    The Fund Finance Association this week opened registration for Fund Finance European University 2022, which this year will be held virtually on May 4-5, with an in-person networking event in London on the 5th.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Goodwin Article On NAV Financings And Preferred Equity

    With increasing demand for liquidity solutions, Goodwin has published a resource on reasons why fund managers are turning towards NAV financing and preferred equity tools.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    House Committee on Financial Services Names Chair Of Subcommittee On Investor Protection, Entrepreneurship And Capital Markets

    The U.S. House Committee on Financial Services Democratic Caucus named Representative Brad Sherman (D-CA) as Chair of the Subcommittee on Investor Protection, Entrepreneurship and Capital Markets.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    ICYMI: WFF U.S. ESG Series Discussion

    Women in Fund Finance U.S. is hosting a virtual panel on "Navigating ESG Communications: Strategies for Challenging Times" this Tuesday, February 28 at 11 a.m. EST.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    ISDA Updates Global Calendar Of OTC Derivatives Compliance

    ISDA updated its global calendar of compliance deadlines and regulatory dates for OTC derivatives.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    KBRA Releases Research – Private Credit Funds In Pictures: Safety In Numbers

    KBRA has come out with a recent forecast predicting that the private credit industry will be well positioned to navigate looming macroeconomic headwinds on the horizon.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Muggsy Bogues Stars On Fund Fanatics

    Scott Aleali and Jeff Maier hosted former Wake Forest and Charlotte Hornets star Muggsy Bogues this week on Fund Fanatics for a wide-ranging conversation, including his NBA career...
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    New Fund Fanatics Episode With Sameer Shamsi (Video)

    Scott Aleali and Jeff Maier released a new edition of Fund Fanatics that covers the latest trends in the secondaries market and features Sameer Shamsi, Head of Secondaries at Houlihan Lokey.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    NFA Permanently Bans CPO/CTA For Books And Records Compliance Failures

    NFA permanently banned from membership a CPO and CTA for failing to produce books and records for two of the CPO/CTA's principals and its majority owner
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    NYDFS Grants Charter For Trust Company To Custody Bitcoin

    The New York State Department of Financial Services ("NYDFS") approved the application of a trust company to act as a custodian for Bitcoin.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Pricing And Pressures Of The Sub Line Market

    Even amongst a battle of supply and demand between GPs and the banks, subscription lines of credit remain resilient.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    The Drawdown Fund Finance Experts Awards

    The Drawdown has announced an awards program to acknowledge "the most influential members of the fund finance market." The awards aim to highlight innovation, creativity...
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Happy Holidays!

    REF News & Views readers, as the holiday season approaches, we want to take a moment to express our gratitude for your continuous support throughout the year.
    United StatesLaw Practice Management
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Video

    Understanding And Support: Fostering LGBTQ+ Allyship (Video)

    Understanding And Support: Fostering LGBTQ+ Allyship (Video)
    United StatesPrivacy
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader

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