The Securities and Exchange Commission (the "Commission") has adopted amendments to Rule 15c6-1 under the Securities Exchange Act of 1934 to shorten the standard settlement cycle for most broker-dealer transactions from two business days...

Nasdaq's new rule comes about a year after Spotify used a direct listing to go public on the NYSE.

In April 2018, the Commission voted 4-1 to move forward with releasing the proposed Reg. BI for public comment.

The Court also held that doing so did not violate the Trust Indenture Act of 1939.

Public companies face significant challenges and uncertainties under the new reporting requirements that took effect December 18, 2023.

On Friday, November 3, partner and chair of Cahill's Cryptocurrency & FinTech practice Sam Enzer appeared on a Yahoo Finance Live episode...

COVID-19 has forced businesses to undertake an unprecedented shift towards remote work. With social distancing and quarantines becoming the new norm, cyber criminals already are taking...

On April 1, 2020, the Department of Labor ("DOL") issued temporary regulations implementing the employee leave provisions under the Families First Coronavirus Response Act, Pub. L. 116-127 ("FFCRA")...

On July 22, 2020, the Securities and Exchange Commission (the "SEC") voted to adopt amendments1 to the proxy solicitation rules intended to provide "more transparent, accurate, and complete information" to investors when making voting decisions.

These guidelines describe and guide the agencies' review of mergers and acquisitions to assess the potential to harm competition.

On March 18, 2020, President Trump issued an Executive Order on "Prioritizing and Allocating Health and Medical Resources to Respond to the Spread of Covid-19" (the "Order"), invoking the use of the Defense Production Act (the "DPA").

The COVID-19 pandemic—and the attendant restrictions on public gatherings and directions to non-essential employees to remain home—has disrupted the normal functioning of the state and federal judiciaries.

On March 25, 2020, the Securities and Exchange Commission (the "SEC") issued Order No. 34-88465 (the "Order"), which extended the deadlines for certain filings by reporting companies where the companies'...

On January 23, partner and Chair of Cahill's Corporate Governance & Compliance Advisory practice Brock Bosson was featured...

The SEC adopted the amendments largely as proposed on May 3, 2019, with some modifications to address comments received from market participants.

On March 25, 2020, the Securities and Exchange Commission (the "SEC") issued Order No. 34-88465 (the "Order"), which extended the deadlines for certain filings by reporting companies where the companies'...

The United States Supreme Court has, in recent years, decided two cases concerning the authority of the Securities and Exchange Commission ("SEC") to seek disgorgement.

Third Circuit Clarifies Requirements Applicable To Risk Factor Disclosures In Merger Proxies.

In a recent 5-4 decision in Coinbase, Inc. v. Bielski, the United States Supreme Court held that federal district courts must stay proceedings while interlocutory appeals of orders...

On August 3, 2020, the United States Court of Appeals for the Second Circuit reversed the dismissal of a securities fraud claim brought pursuant to Sections 10(b) and 20(a) of the Securities Exchange Act of 1934.