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Since the adoption of the Jumpstart Our Business Startups (JOBS) Act, emerging companies have a broader array of financing alternatives...

For many years, most successful companies followed a relatively predictable capital-raising path. A lot has changed.

There have been any number of economic analyses demonstrating that the public markets remain inhospitable to smaller IPOs and blog posts (many, ours) lamenting the absence of smaller IPOs.

Since ATMs were first undertaken in the mid-1990s, there has been tremendous growth in adoption of this financing alternative.

Issuers often wonder whether confidential treatment can be sought and obtained with respect to commercially sensitive information that may be contained in their commercial agreements.

PIPE transactions, or private investments in public equity, remain an important financing alternative.

In our recently updated Frequently Asked Questions about Regulation FD, we review the obligations imposed upon public companies to make certain disclosures.

The SEC recently approved FINRA’s rule change to permit dissemination of trade data for 144A bonds on TRACE.

This would be President Trump's second nomination to the SEC, the first being the nomination of Mr. Jay Clayton as Chair of the SEC in January 2017.

Earlier this month, the UK’s Financial Conduct Authority published a paper, "A review of the regulatory regime for crowdfunding and the promotion of non-readily realizable securities by other media".

Chair White, addressing the Investor Advisory Committee, provided an update on SEC rulemaking.

The updated book discusses emerging practices in IPOs by emerging growth companies, the SEC’s final Rule 506 rules and investor verification and other developments.

In response to feedback from issuers, the OTC Markets Group has released updated guides outlining the application process to join their OTCQX Best Market and OTCQB Venture Market trading platforms...

Many successful privately held companies are able to raise funds from institutional investors at attractive valuations and defer their IPOs.

In a structure commonly referred to as an "up‑C," an existing LLC or other partnership form undertakes a public offering through a newly formed corporation, which is structured as a holding company that owns an interest in the LLC.

Lisa Phelan participated in the American Bar Association – Criminal Justice Section's "DOJ White Collar Enforcement: What to Expect in 2021 and the Coming Years...

Morrison and Foerster partner James Koukios breaks down the Top 10 International Anti-Corruption Developments for December 2019 in this episode.