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As the 115th United States Congress is currently in session, a number of bills designed to promote capital raising for companies have been introduced in both the House and the Senate.

FINRA is proposing to establish a new, reduced regulatory framework for firms that advise issuers on debt and equity private placements with institutional investors or provide certain advisory services.

Christin Hill discusses the litigation risk related to current ESG disclosure requirements and explains what companies can do to decrease their risk.

The following chart highlights the alternatives for EGCs and non-EGCs and now the three paths for FPIs pursuing IPOs.

The House Committee on Financial Services will mark up two JOBS Act related bills, HR 701 and HR 801.

The final Regulation A+ rules are scheduled to go into effect on June 19, 2015.

In time for the effective date of Regulation Crowdfunding, FINRA has issued an investor alert and a press release.

James Koukios speaks with Michael Birnbaum, Jina Choi and Haima Marlier about what to expect from the SEC under the upcoming Biden Administration.

On May 16, 2016, the North American Securities Administrators Association (NASAA) released for public comment its proposed model rule and uniform notice filing form for crowdfunded offerings.

Today, the board of directors of the North American Securities Administrators Association, Inc. (NASAA) released materials for public comment relating to a new coordinated review by state securities regulators of Regulation A+ (Section 3(b)(2)) offerings.

In a challenging venture market, there is significant pressure on valuations and existing investors are increasingly...

Bundestag und Bundesrat haben Ende 2020 überraschend nochmalige Änderungen des Covid-19-Gesetzes beschlossen, welche die virtuelle Hauptversammlung betreffen.

On March 24th, the U.S. Senate Committee on Banking, Housing and Urban Affairs Subcommittee on Securities, Insurance and Investment will hold a hearing on "Capital Formation and Reducing Small Business Burdens."

A number of bills promoting access to capital formation have been introduced during the 114th Congress.

PIPE transactions have provided a useful capital-raising alternative when the public markets are inhospitable. A PIPE transaction also has become the financing ...

Volatile markets often require issuers to raise capital through PIPE transactions. We have collected data regarding PIPE transactions in the below infographic:

NASDAQ Private Markets and Morrison & Foerster recently produced a video discussing the intrastate offering exemptions, Rule 147, Rule 147A and 3(a)(11), as well as the Rule 504 safe harbor under Regulation D.

NASDAQ Private Markets and Morrison & Foerster recently discussed Rule 504, a safe harbor for smaller offerings.