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Many comment letters relating to the SEC’s proposed rules relaxing the ban on general solicitation suggest that the JOBS Act mandate was not well thought through and that relaxing the ban on general solicitation requires careful thought.

The SEC does of course make changes to its rules and procedures but only rarely and never lightly. The universal proxy card, which made its debut recently, certainly does not come as a surprise.

How Will The SEC Approach A New Framework For Climate Disclosures.

In this episode of the Above Board podcast, San Francisco-based securities litigation partner Mark R.S. Foster describes an issue that more and more boards...

In this episode of the Above Board podcast, Morrison Foerster partner and host Dave Lynn discusses shareholder activism with the firm's global Mergers & Acquisitions Group co-chairs...

The SEC has made available the archived version of the webcast from the most recent meeting, held on May 1, 2013.

The SEC announced that at the December 17th meeting of the Advisory Committee on Small and Emerging Companies, the group will focus on the definition of "accredited investor."

The SEC's Advisory Committee on Small and Emerging Companies announced its agenda for its upcoming February 15 meeting.

The SEC has announced the agenda for its May 18 meeting of the Advisory Committee on Small and Emerging Companies.

Suz Mac Cormac provides an overview of ESG and why in-house counsel should be concerned about the key components essential for every company.

The SEC will hold its annual Government-Business Forum on Small Business Capital Formation on November 19, 2015 at 9 a.m.

Insider trading is back in the spotlight.

Prior to enactment of the JOBS Act, Section 12(g) of the Exchange Act required issuers to register a class of equity securities with the SEC.

On October 2, 2017, Congressmen Ted Budd (R-NC) and Gregory Meeks (D-NY) introduced a bipartisan bill, H.R. 3903, in the U.S. House of Representatives.

Recently updated for various Dodd-Frank Act related executive compensation and other measures, JOBS Act and FAST Act changes, and accounting developments, SEC Reporting Issues for Foreign Private Issuers has been republished and reissued.

The Chief Counsel of the SEC’s Division of Trading and Markets recently addressed the ABA’s membership at its annual meeting, and commented on the need to consider closely whether certain private funds, finders and other intermediaries should register as broker-dealers.

At today's PLI Securities Regulation Institute conference, SEC Chair White delivered the keynote address.