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On 17 April 2024, the Securities and Exchange Commission (SEC) Division of Examinations issued a risk alert entitled "Initial Observations Regarding Marketing Rule Compliance"...

This past Friday, the SEC staff issued a set of responses to FAQs on the Tailored Shareholder Reports (TSRs) Rule. While these responses only represent the views of the staff of the Division...

The Supreme Court agreed to hear FS Credit Opportunities Corp., et al. v. Saba Capital Master fund, et al. to resolve whether Section 47(b) of the Investment Company Act of 1940 (Act) allows private parties to bring lawsuits against registered investment companies to rescind contracts (including corporate bylaws) that allegedly violate the Act.

Judge Margaret Ryan, the newly-appointed director of the Enforcement Division of the Securities and Exchange Commission (SEC) gave her first public remarks this week.

The recent decision of New Aim Pty Ltd v Leung (No 4) is a timely reminder of how confidential information needs to be treated and restricted by businesses to allow it to be protected under law.

Carbon Quarterly is a newsletter covering developments in carbon policy, law, and innovation. No matter your views on climate change policy, there is no avoiding an increasing focus on carbon regulation...

On 13 May 2026, the Environmental Protection Agency (EPA) issued proposed rule, “Begin Actual Construction in the New Source Review (NSR) Preconstruction Permitting Program” (91 Fed. Reg. 26958) (Proposed Rule)...

In November 2022, the US Environmental Protection Agency (EPA) published a memo regarding the management of discarded hand sanitizer under the Resource Conservation and Recovery Act...

On 28 April 2025, Environmental Protection Agency (EPA) Administrator Lee Zeldin announced the agency's upcoming plans to address Per- and Polyfluoroalkyl Substances (PFAS).

Pennsylvania Governor Josh Shapiro's Executive Order 2026-05 fundamentally reshapes how large data center projects navigate state permitting by requiring developers to choose between signing a consent agreement with strict community engagement requirements or facing significantly delayed review timelines. The order prioritizes local land use approvals over state environmental permits and introduces new transparency mandates while removing data centers from expedited permitting programs. Critical questions r

Having adopted stringent air emission controls on commercial sterilizers that use ethylene oxide (EtO), the Environmental Protection Agency (EPA)...

On 20 June 2026, 17 states and the National Association of Wholesaler-Distributors filed a complaint in the US District Court for the Eastern District of California challenging California’s extended producer...

On 7 October 2026, US Department of the Treasury (Treasury) announced its first civil penalty under the Outbound Investment Security Program (OISP) and this should catch the attention of every CCO.

On 12 October, the Commodity Futures Trading Commission (CFTC) filed a complaint against Stephen Ehrlich, the former CEO of the now-defunct cryptocurrency platform...

On 13 February 2026, the Financial Crimes Enforcement Network issued Order FIN-2026-R001, granting exceptive relief from FinCEN's requirement that covered financial institutions identify the beneficial owners of their legal entity customers.

On Wednesday 27 December, the European Parliament formally approved the new European Commission (Commission), led by Ursula von der Leyen, for her second term.

On 20 May 2024, the National Futures Association (NFA) announced that its recently finalized Compliance Rule 2-52, related Interpretive Notice 9082 and amended Bylaw 301 will go into effect on 15 October 2024.

The SEC has long taken the position that the "expectation" of receiving profits can satisfy the "receipt of compensation" element needed to be an investment adviser.