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  • Article

    Dele-Great!: CFTC Staff Allows CPO Delegation Structures To Remain Intact

    As previously discussed in our client alert, the industry celebrated the no-action relief from registration as a commodity pool operator (CPO) (the Relief).
    United StatesFinance and Banking
    K&L Gates
    K&L Gates
  • Article

    ESG Labelling On The Cards For Global Regulation

    On 2 November 2023, the Australian Treasury announced a proposal to develop a labelling system for investment products marketed as sustainable in its Sustainable Finance Strategy Consultation Paper.
    United StatesFinance and Banking
    K&L Gates
    K&L Gates
Article

Kicked Out Of The Club: NFA Orders Commodity Pool Operator Not To Reapply For NFA Membership

On 10 April 2024, the National Futures Association's (NFA) Business Conduct Committee (BCC) issued an order against 50.ai Investments LLC, a former NFA Member commodity pool operator and forex firm.
United StatesFinance and Banking
K&L Gates
K&L Gates
  • Article

    New House AI Bills For The Financial Services Sector

    Artificial intelligence (AI) remains top of mind for lawmakers and regulators, who continue to grapple with new legislative proposals, as well as a changing regulatory regime designed to prepare the United States.
    United StatesFinance and Banking
    K&L Gates
    K&L Gates
  • Article

    Where To Next For ASIC? Senate Economics References Committee Releases Its Report

    On 3 July the Senate Economics References Committee handed down its report on ASIC. The Senate referred an inquiry into ASIC in October of 2022 to examine the capacity and capability of ASIC...
    United StatesFinance and Banking
    K&L Gates
    K&L Gates
  • Article

    2024 Election Guide

    The national election produced a historic result in which Donald J. Trump was elected President a second time by winning key battleground states such as Pennsylvania, Wisconsin, Michigan, Georgia, and North Carolina.
    United StatesGovernment, Public Sector
    K&L Gates
    K&L Gates
  • Article

    Impacts Of A Government Shutdown: Executive And Congressional Meetings

    Current federal funding expires this Saturday. As we approach the deadline, it is looking less likely that Congress will pass a continuing resolution...
    United StatesGovernment, Public Sector
    K&L Gates
    K&L Gates
  • Article

    Impacts Of A Government Shutdown: Grants

    Current federal funding expires this Saturday. As we approach the deadline, it is looking less likely that Congress will pass a Continuing Resolution (CR), a short-term stopgap measure...
    United StatesGovernment, Public Sector
    K&L Gates
    K&L Gates
  • Article

    ASIC Puts Insurers On Notice

    ASIC has recently published its findings following an investigation into the insurance industry's level of compliance with internal dispute resolution (IDR) obligations.
    United StatesInsurance
    K&L Gates
    K&L Gates
  • Article

    Last Mile Logistics Comes To The End Of The Road – Dei Gratia v Commissioner Of Patents [2024] FCA 1145

    In Dei Gratia Pty Ltd v Commissioner of Patents [2024] FCA 1145 (Dei Gratia), the Federal Court of Australia dismissed an appeal by Dei Gratia and confirmed the decision of the Commissioner of Patents to refuse the patent application for ‘last mile logistics'.
    United StatesIntellectual Property
    K&L Gates
    K&L Gates
  • Article

    Levi Strauss Settles Trademark Dispute Over Pocket Tab On Jeans

    Levi Strauss continues enforcement of its Tab trademark against other fashion companies.
    United StatesIntellectual Property
    K&L Gates
    K&L Gates
  • Article

    Patent Trial And Appeal Board Designates "Informative" Decision Regarding Claim Construction

    On 20 March 2025, the Patent Trial and Appeal Board (PTAB) designated as "Informative" the majority opinion in the Decision Denying Institution in IPR2024-00952, a decision originally entered on December 13, 2024.
    United StatesIntellectual Property
    K&L Gates
    K&L Gates
  • Article

    President's Remarks Keep The Pressure On Congress To Deliver On Taxes

    President Trump used his 4 March 2025 address to the joint session of Congress to remind the American public and Congressional leaders that he is serious about adding...
    United StatesInternational Law
    K&L Gates
    K&L Gates
  • Article

    President Trump Directs US Trade Agencies To Formulate Reciprocal Tariffs

    On 13 February 2025, President Trump announced that he is directing the US Commerce Secretary and US Trade Representative to report to him by 1 April 2025 on specific tariffs the United States should impose to address bilateral trade deficits with countries that maintain higher tariffs on US exports than the level of tariffs that the United States imposes on their products...
    United StatesInternational Law
    K&L Gates
    K&L Gates
  • Article

    SEC Passes New Money Market Fund Rules: Swing Pricing Is Out And Mandatory Liquidity Fees Are In

    On July 12, 2023 the SEC adopted rules applicable to money market funds ("MMFs"). The new rules change: (i) liquidity thresholds; (ii) liquidity fees and redemption gates...
    United StatesInternational Law
    K&L Gates
    K&L Gates
  • Article

    Europe: Are The UK FCA's Revised "Name And Shame" Proposals An Improvement?

    In November 2024, the UK FCA released a Consultation which seeks to clarify its proposed approach to publicising ongoing enforcement action—dubbed the "name and shame" plan...
    United StatesLitigation, Mediation & Arbitration
    K&L Gates
    K&L Gates
  • Article

    "Grandma, I Have [Not] Been Kidnapped": The FCC Bans AI-Generated Robocalls

    Effective immediately, the Federal Communications Commission (FCC) banned AI-generated phone calls with its recent Declaratory Ruling (the Ruling). Known as audio or voice "deepfakes,"...
    United StatesMedia, Telecoms, IT, Entertainment
    K&L Gates
    K&L Gates
  • Article

    More Marketing Missteps

    On 9 September 2024, the Securities and Exchange Commission (SEC) announced settled charges against nine registered investment advisers for violations of Rule 206(4)-1 (the Marketing Rule).
    United StatesMedia, Telecoms, IT, Entertainment
    K&L Gates
    K&L Gates
  • Article

    New Year, New Marketing Rule FAQs

    On 15 January 2026, the SEC staff released two new FAQs addressing issues arising under Advisers Act Rule 206(4)-1 (the Marketing Rule). These FAQs provide important, if technical, guidance to advisers on key provisions...
    United StatesMedia, Telecoms, IT, Entertainment
    K&L Gates
    K&L Gates
  • Article

    Final Rule On Outbound Investments: Implications For Limited Partner Investments

    On 28 October 2024, the US Treasury Department issued a Final Rule implementing the Outbound Investment Program (OIP) under Executive Order 14105...
    United StatesStrategy
    K&L Gates
    K&L Gates
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