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  • Article

    SEC Proposes Modernization Overhaul Of Transfer Agent Rules

    The SEC is proposing to substantively overhaul the securities transfer agent regulatory framework, which has largely remained unchanged since the paperwork-based system of the mid-1970s.
    United StatesFinance and Banking
    K&L Gates
    K&L Gates
  • Article

    The Wait Is Over: SEC Approves Generic Listing Standards Benefitting Commodity-Based ETPs

    Marking a monumental step forward for the launch of crypto asset exchange-traded products (ETPs), the Securities and Exchange Commission (SEC) approved rule changes...
    United StatesFinance and Banking
    K&L Gates
    K&L Gates
  • Article

    AML Reprieve For Investment Advisers

    On July 21, 2025, the Financial Crimes Enforcement Network (FinCEN) announced that it is delaying the effective date of the investment adviser anti-money laundering rule (IA AML Rule) for two years from 1 January 2026 to 1 January 2028.
    United StatesGovernment, Public Sector
    K&L Gates
    K&L Gates
  • Article

    Best Method Challenge Continues To Offer "A Material Advantage" – Zoetis Services LLC v Boehringer Ingelheim Animal Health USA Inc [2024] FCAFC 145

    Finding against Zoetis, the Full Federal Court held that Zoetis' three patent applications relating to pig vaccines were invalid due to the failure to disclose the best method.
    United StatesIntellectual Property
    K&L Gates
    K&L Gates
  • Article

    PFAR Appeal Timeline Runs Out

    The clock ran out Monday, 22 July 2024 for the SEC and its timeline to appeal the unanimous decision of the US Court of Appeals for the Fifth Circuit to vacate...
    United StatesLitigation, Mediation & Arbitration
    K&L Gates
    K&L Gates
  • Article

    Data Center Deep Dives: Permitting, Land Use, And Community Engagement (Video)

    Cities and states are rapidly implementing new regulations that go beyond traditional zoning, creating specific requirements and restrictions for data center development. This webinar explores how developers can navigate...
    United StatesReal Estate and Construction
    K&L Gates
    K&L Gates
  • Article

    In Cash Or In-Kind—SEC Approves Options For Creations And Redemptions Of Crypto ETP Shares

    On 29 July 2025, the US Securities and Exchange Commission (SEC) issued an order approving proposed rule changes to permit various exchange-traded products (ETPs) to engage in creations and redemptions of their shares with authorized participants (APs) on an in-kind basis.
    United StatesTechnology
    K&L Gates
    K&L Gates
  • Article

    SEC's Division Of Trading And Markets Issues Crypto Asset-Related FAQs (And Withdraws Previous Guidance)

    On 15 May 2025, the US Securities and Exchange Commission's Division of Trading and Markets (Division)...
    United StatesTechnology
    K&L Gates
    K&L Gates
  • Article

    An AFS Licensee First: Receiving An Order To Pay AU$2.5 Million For Cybersecurity Failures

    In a key decision against an Australian financial services licence (AFSL) holder, the Federal Court of Australia has ordered the AFSL holder to pay AU$2.5 million in penalties for inadequate cybersecurity measures.
    AustraliaTechnology
    K&L Gates
    K&L Gates
  • Article

    OAIC Publishes Updated Guidance On Facial Recognition Technology For Australia

    The Office of the Australian Information Commissioner (OAIC) has published updated guidance for entities considering using facial recognition technology (FRT) in high-volume, publicly accessible physical spaces, like retail shopfronts.
    AustraliaTechnology
    K&L Gates
    K&L Gates
  • Article

    A Real Opening-Up, Or Opening-Up With Boundaries? Where Is China’s Capital Market Heading?

    On 17 June 2026, the Chair of the China Securities Regulatory Commission, Wu Qing, delivered a keynote speech at the Lujiazui Forum, emphasizing China’s continued participation in the global financial markets, as well as its efforts to improve cross-border investment and financing convenience.
    ChinaFinance and Banking
    K&L Gates
    K&L Gates
  • Article

    Show Me The Money: SEC Risk Alert Highlights Advisers’ Economic Conflict

    On 9 June 2026 the SEC Division of Examinations published its second risk alert since Atkins became chair.
    United StatesCorporate/Commercial Law
    K&L Gates
    K&L Gates
  • Article

    Data Center Deep Dives: Interconnection, Gas, And Grid Access–The Path To Power (Video)

    Hyperscale data centers face mounting challenges as power demand collides with an evolving federal and state regulatory framework. How are FERC policies, natural gas infrastructure rules...
    United StatesEnergy and Natural Resources
    K&L Gates
    K&L Gates
  • Article

    Data Center Deep Dives: Navigating Power, Land, And Policy

    The rapid expansion of data centers—driven by AI, cloud computing, and accelerating digital infrastructure demand—has placed unprecedented strain on power availability...
    United StatesEnergy and Natural Resources
    K&L Gates
    K&L Gates
  • Article

    California SB 54 Regulations Finalized—Action Required

    Extended producer responsibility (EPR) laws shift the cost and responsibility of managing packaging waste to the companies that put packaging into the marketplace.
    United StatesEnvironment
    K&L Gates
    K&L Gates
  • Article

    Data Center Deep Dives: Navigating Water, Air, And Other Environmental Considerations (Video)

    Environmental factors such as water use and air emissions are reshaping how hyperscale data centers are developed, permitted, and operated.
    United StatesEnvironment
    K&L Gates
    K&L Gates
  • Article

    SEC's Updated Qualified Client Standards Take Effect 29 June 2026

    The United States Securities and Exchange Commission’s (SEC) inflation adjustment to the qualified client thresholds under Rule 205-3 of the Investment Advisers Act of 1940 will become effective on 29 June 2026...
    United StatesFinance and Banking
    K&L Gates
    K&L Gates
  • Article

    United States: Show Me The Money: SEC Risk Alert Highlights Advisers’ Economic Conflict

    On 9 June 2026 the SEC Division of Examinations published its second risk alert since Atkins became chair. The Risk Alert reminds investment advisers of their fiduciary obligation to disclose economic...
    United StatesFinance and Banking
    K&L Gates
    K&L Gates
  • Article

    The 2026 OPPS Drug Acquisition Cost Survey: Response Deadline Extended

    The Centers for Medicare and Medicaid Services (CMS) has confirmed that it is extending the deadline for hospitals to respond to the Outpatient Prospective Payment System (OPPS) Drug Acquisition Cost Survey (ODACS).
    United StatesFood, Drugs, Healthcare, Life Sciences
    K&L Gates
    K&L Gates
  • Article

    USPTO Introduces Patent Owner Pre Order Submission On SNQ In Ex Parte Reexam

    In an Official Gazette notice dated 1 April 2026, the USPTO announced a new procedure allowing patent owners to submit a limited "pre order" paper addressing whether a third party ex parte...
    United StatesIntellectual Property
    K&L Gates
    K&L Gates

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