4,455 results found

At the American Institute of Certified Public Accountants' National Conference on Banks & Savings Institutions, SEC Chief Accountant Wesley Bricker commented on financial reporting implications...

On November 6, 2017, the SEC's Division of Corporation Finance issued a Compliance and Disclosure Interpretation (C&DI) on Securities Act Rule 701.

On April 4, 2018, the SEC published two new Compliance & Disclosure Interpretations (C&DIs) regarding non-GAAP financial measures in connection with business combinations.

On September 21, 2018, the SEC announced charges against five public companies for submitting financial statements in their quarterly reports that had not been reviewed by an independent,

The new Policy maintains some parts of the 2016 Pilot Program while adding two presumptions and one item of guidance.

The defendants did not deny they sought to make the payments.

On December 19, 2017, the U.S. Second Circuit Court of Appeals vacated a lower court's dismissal of a class action lawsuit claiming that the NYSE and NASDAQ, among other exchanges, violated trading rules...

On May 7, 2018, the Department of Labor (DOL) announced a new interim enforcement policy following the U.S. Court of Appeals for the Fifth Circuit's decision to vacate its fiduciary rule in March 2018.

Whistleblowers who are culpable and unreasonably delay reporting wrongdoing may see their whistleblower awards reduced, following a recent SEC order.

On November 22 2016, the United States District Court, Eastern District of Texas, granted a nation-wide preliminary injunction halting the December 1, 2016 deadline for implementing new overtime regulations under the FLSA.

On June 21, 2018, the US Court of Appeals for the Fifth Circuit issued an opinion narrowing the applicability of the Employee Retirement Income Security Act of 1974 ("ERISA")

On December 11, 2017, Exxon Mobil Corp. announced that it will now disclose the impacts of recent climate change policies associated with energy demand sensitivities ...

Michael sits down with Samantha Klein, of the Withers Family Law Team, to discuss the complex nature of family law, and the particular complexities for those in the public eye.

On 16 April the House of Representatives voted to repeal estate tax, currently 40% with a $5.5 million exemption for individuals and an $11 million exemption for couples.

Effective May 11, 2018, U.S. banks, mutual fund brokers or dealers in securities, futures merchants, and commodities brokers (collectively "financial institutions") are required to comply with...

On August 20, 2018, the Financial Industry Regulation Authority (FINRA) announced that it was fining Interactive Brokers LLC (Interactive) ...

On February 7, 2018, the New York State Department of Financial Services' Superintendent issued guidance reminding cryptocurrency companies licensed in New York that are required to implement anti-fraud measures...

On June 28, 2018, the Securities and Exchange Commission ("SEC") considered whether to adopt an exchange traded fund ("ETF") ...