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At his closing remarks at the National Industry Liaison Group's 2018 annual conference, Acting OFCCP Director Craig Leen announced that the OFCCP is working on a contractor certification program.

The Corporate Transparency Act (the CTA) requires a range of entities, primarily smaller, unregulated companies, to file reports with FinCen, and arm of the Treasury Department...

The trading activities of hedge funds raise a number of complex issues under the federal securities laws. Proskauer's Practical Guide to the Regulation of Hedge Fund Trading Activities ...

In this episode, we are thrilled to be joined by Liz Campbell, Chief Investment Officer at Portfolio Advisors, a global private asset manager specializing in the US middle market.

Proskauer's Private Investment Funds Group released its 2017 Annual Review of major industry developments.

The study also includes a focus on foreign private issuers.

On March 5, 2021, the SEC release adopting broad changes to rule 206(4)-1 under the U.S. Investment Advisers Act of 1940 was published in the federal register.

Before joining Proskauer, Bob served as Deputy Director of the Division of Investment Management at the SEC.

On Monday, February 22, 2021, President Biden announced changes to the Paycheck Protection Program (the "PPP") aimed at providing relief to particularly small businesses and promoting equitable...

The World Health Organization declared the outbreak of novel coronavirus (COVID-19) a public health emergency of international concern on January 30.

The SEC Office of the Whistleblower took what appears to be a necessary and prudent step to protect the integrity and efficiency of its program.

Following its adoption almost one year ago of amended rules accelerating filing deadlines for Schedules 13G and 13D (and the imminent effectiveness of the new deadlines for 13Gs), the SEC has continued to bring...

On December 4, the SEC's new Cyber Unit announced it obtained an emergency asset freeze to halt the initial coin offering ("ICO") of PlexCoin. According to the SEC, the Plexcoin ICO had raised...

At last week's Yahoo! All Markets Summit in Palo Alto, SEC Division of Corporation Finance Director William Hinman delivered a speech sure to send shockwaves through the crypto world.

Stephen Cohen, Associate Director in the Securities and Exchange Commission’s Enforcement Division, recently advised companies being investigated to flaunt their compliance programs to the agency, according to an article in the Wall Street Journal.

The Securities and Exchange Commission ("SEC") recently issued highly anticipated guidance to assist market participants in determining whether a digital asset is offered and sold as a security

On June 25, 2015, the Securities and Exchange Commission (SEC) set a compliance date of July 31, 2015 for the ban on payments to third parties for the solicitation of advisory business from any government entity...