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  • Article

    CFTC Staff Reminds Registered Exchanges And Clearinghouses To Evaluate And Calibrate Their Volatility Control Mechanisms

    The Commodity Futures Training Commission's ("CFTC") Division of Market Oversight and Division of Clearing and Risk issued an advisory (the "Staff Advisory") reminding designated contract markets...
    United StatesFinance and Banking
    Katten
    Katten
  • Article

    Facilitator Of Smart Contracts Protocol Fined $1.4 Million By CFTC For Purportedly Enabling Unregistered Events-Based Binary Options Trading Platform

    Blockratize, Inc., d/b/a Polymarket, the owner of a website through which customers access smart contracts on the Polygon blockchain to place "winner-take-all" bets on enumerated future events...
    United StatesFinance and Banking
    Katten
    Katten
  • Article

    FCA Publishes Policy Statement And Near-Final Rules On Financial Promotion Approvals Gateway

    The FCA has published a policy statement ("PS23/13") on introducing a "gateway" for firms that approve the financial promotions of unauthorised firms.
    United StatesFinance and Banking
    Katten
    Katten
  • Article

    Foreign Listed Stock Index Futures And Options Approval Chart

    Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of April 16, 2014.
    United StatesFinance and Banking
    Katten
    Katten
  • Article

    GENIUS ACT – Banking Regulators Prepare To Publish Proposed Rules

    As disclosed by recent comments during Congressional hearings, publication of proposed regulations by the federal financial regulators implementing the Guiding and Establishing National Innovation for US Stablecoins Act is expected before December 31, 2025.
    United StatesFinance and Banking
    Katten
    Katten
  • Article

    SEC Adopts Final Rule Amendments To Form PF

    On May 3, the Securities and Exchange Commission ("SEC") adopted a final rule amending Form PF, the confidential reporting form for certain SEC-registered investment advisers to private funds.
    United StatesFinance and Banking
    Katten
    Katten
  • Article

    Setting The Record Straight: CFTC Staff Reaffirm The Commission's FBOT Framework, Providing Clarity To Non-US Exchanges

    Amid "recent confusion and disruption regarding whether non-US exchanges should register [with the Commodity Futures Trading Commission (CFTC or Commission)] as a designated contract market...
    United StatesFinance and Banking
    Katten
    Katten
  • Article

    So Who Does Need To Register As A SEF?

    In September 2021 CFTC staff issued an advisory (Letter 21-19) "reminding entities" of SEF registration requirements.
    United StatesFinance and Banking
    Katten
    Katten
  • Article

    The CFTC Amends Part 40 To Streamline And Improve Product Submission Processes

    The Commodity Futures Trading Commission (CFTC) finalized amendments to its regulations governing how CFTC-registered exchanges, clearinghouses and other registered entities...
    United StatesFinance and Banking
    Katten
    Katten
  • Article

    The Long And Winding Road Of JAC Regulatory Alert 14-03

    Once, many years ago, the Joint Audit Committee released a Regulatory Alert (RA 14-03) addressed to futures commission merchants that are clearing members of derivatives clearing...
    United StatesFinance and Banking
    Katten
    Katten
  • Article

    U.S. Banks And Thrifts Offered Billions Of Federal Funds Under Treasury´s Capital Purchase Program

    The United States Treasury yesterday took bold action to make billions of dollars available to banks and thrifts that want or need to bolster their capital ratios.
    United StatesFinance and Banking
    Katten
    Katten
  • Article

    CMS Releases FAQ Discussing New WISeR Model

    As a follow-up to its recent announcement of the new Wasteful and Inappropriate Service Reduction (WISeR) Model (which we have previously covered here: CMS Unveils New Prior Authorization "WISeR Model"...
    United StatesFood, Drugs, Healthcare, Life Sciences
    Katten
    Katten
  • Article

    HHS Alert Warns Of Vulnerabilities Associated With Picture Archiving Communications Systems

    Following up on a 2019 investigative report prepared by Pro Publica, and later confirmed by SC Media Report, which found that 275 million imaging studies from 2 million patients were being exposed through unsecured PACS...
    United StatesFood, Drugs, Healthcare, Life Sciences
    Katten
    Katten
  • Article

    Increased Physician Compensation And The End Of The PHE

    Considering the difficulties physicians faced during the pandemic, it may not be surprising to find that compensation increased during the past few years.
    United StatesFood, Drugs, Healthcare, Life Sciences
    Katten
    Katten
  • Article

    Joint Commission Eliminates 56 Acute Care Hospital Accreditation Standards

    Effective February 19, 2023, The Joint Commission is eliminating 56 acute care hospital accreditations and revising four others. The explanation for these changes is set forth in quote provided below.
    United StatesFood, Drugs, Healthcare, Life Sciences
    Katten
    Katten
  • Article

    Material Influencers Or Controllers Of DeFi Applications May Be Subject To Obligations Of A Virtual Asset Service Provider Says The FATF

    Persons with "sufficient influence or control" over a DeFi application potentially should be responsible for the anti-money laundering ("AML") and controlling the financing of terrorisms ("CFT")...
    United StatesGovernment, Public Sector
    Katten
    Katten
  • Podcast

    Considerations For Refinancing Distressed Loans And Fostering Connections: A Conversation With Robert Meyers (Podcast)

    In the latest TMA Chicago Midwest Podcast episode, I sat down with Robert Meyers, President and Chief Commercial Officer of Republic Business Credit (Republic), where he leads the Origination...
    United StatesInsolvency/Bankruptcy/Re-Structuring
    Katten
    Katten
  • Podcast

    TMA Chicago/Midwest Podcast Hosted By Paul Musser | Bob Pabst And Kat Parker On Key Strategies For Asset Liquidation Success To Maximize Recovery (Podcast)

    In this episode of the TMA Chicago/Midwest (TMA) Podcast, Katten Restructuring Partner and host Paul Musser sat down with Bob Pabst, President, and Kat Parker...
    United StatesInsolvency/Bankruptcy/Re-Structuring
    Katten
    Katten
  • Video

    TMA Chicago/Midwest Podcast Hosted By Paul Musser | Chapter President Sandy Prabhakar On Referral Networks, Market Uncertainty And "Pipeline To Prosperity"

    In the first episode of the new year, the TMA Chicago/Midwest (TMA) Podcast hosted by Katten Restructuring Partner Paul Musser again welcomed Managing Director at Armory Group Sandy Prabhakar, the chapter's 2026 president.
    United StatesInsolvency/Bankruptcy/Re-Structuring
    Katten
    Katten
  • Podcast

    TMA Chicago/Midwest Podcast Hosted By Paul Musser | Judge Deborah Thorne On Her Career Path To The Bench And Overcoming Challenges As A Woman In Restructuring (Podcast)

    In the latest TMA Chicago/Midwest podcast episode, host and Insolvency and Restructuring Partner Paul Musser sat down with Judge Deborah Thorne of the US Bankruptcy Court for the Northern District of Illinois...
    United StatesInsolvency/Bankruptcy/Re-Structuring
    Katten
    Katten

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