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  • Article

    International Private Client Forum

    The session will involve an interactive War Game analyzing how global power will be configured over the next 12 months following the Russian invasion of Ukraine.
    WorldwideWealth Management
    Katten
    Katten
  • Podcast

    (Mis)Conduct, Money & Reputation | Equifax, CrowdStrike & Cybersecurity (Podcast)

    Cybersecurity continues to dominate headlines, concern investors and have substantial and very real implications for asset and wealth managers. In the data-rich world of investment management, understanding...
    United KingdomTechnology
    Katten
    Katten
  • Article

    US Treasury Announces That The Corporate Transparency Act Will Not Be Enforced Against Domestic Companies, Their Beneficial Owners Or US Citizens

    As noted in our previous Corporate Advisory, the Financial Crimes Enforcement Network (FinCEN) announced on February 27, 2025, that it will not take enforcement action against...
    United StatesCorporate/Commercial Law
    Katten
    Katten
  • Article

    CARB - Enforcement Advisory

    On December 1, 2025, the California Air Resources Board (CARB) released an enforcement advisory, announcing that it will not enforce Senate Bill (SB) 261, which requires certain entities that do business in California and have $500 million or more in annual revenue to publish a biennial climate-related financial risk report.
    United StatesEnvironment
    Katten
    Katten
  • Article

    Fly Carbon Neutral? Qantas Accused Of Greenwashing In New Complaint

    Qantas Airways is facing a formal complaint lodged with the Australian Competition and Consumer Commission (ACCC) by the Environmental Defenders Office...
    United StatesEnvironment
    Katten
    Katten
  • Article

    CFTC No-Action Reinstates Broad Registration Exemption For Institutional CPOs, Pending Further Action

    On Friday, December 19, the Staff of the Commodity Futures Trading Commission's (CFTC) Markets Participant Division published a new no-action letter – CFTC Staff Letter 25-50...
    United StatesFinance and Banking
    Katten
    Katten
  • Article

    It's DSRO Exam Time For FCMs: Be Letter 25-38 Prepared!

    For futures commission merchants (FCMs) that are clearing members of the Chicago Mercantile Exchange, it’s that time of year: Time for the annual examination of the FCM’s operations and financial controls by their designated...
    United StatesFinance and Banking
    Katten
    Katten
  • Article

    Post-Election Shift: Securities Industry Anticipates Business-Friendly SEC Under Trump Administration

    Post-election, securities industry professionals are pondering the new administration's impact on the regulatory environment and their businesses.
    United StatesFinance and Banking
    Katten
    Katten
  • Article

    SDNY US Attorney Clayton Cautions Enforcement Activity Could Be Coming To Prediction Markets

    Prediction markets have drawn increased attention from both market participants and regulatory bodies, as trading volumes on these platforms have reached new highs.
    United StatesFinance and Banking
    Katten
    Katten
  • Article

    SEC Grants Further Relief From Including Personally Identifiable Information In CAT Reporting

    On February 10, the Securities and Exchange Commission (SEC) granted relief exempting industry members from reporting a natural person's name, address, and year of birth to the Consolidated Audit Trail (CAT).
    United StatesFinance and Banking
    Katten
    Katten
  • Article

    Preparing For The Avalanche Of Uninsured Patients Survival Strategies Include Bold Initiatives

    The One Big Beautiful Bill Act (OBBBA) brings federal Medicaid changes that will significantly impact health care providers, especially those serving large uninsured populations in South Florida.
    United StatesFood, Drugs, Healthcare, Life Sciences
    Katten
    Katten
  • Article

    Federal-Style CFIUS Review May Be Coming To Texas

    The article discusses the introduction of HB 5007 by the Texas Legislature, which proposes the creation of the Texas Committee on Foreign Investment (TCFI).
    United StatesGovernment, Public Sector
    Katten
    Katten
  • Article

    TMA Chicago Midwest Podcast Hosted By Paul Musser | Jamie Sprayregen On His Illustrious Career And Industry Trends

    In this episode of the TMA Chicago Midwest podcast, Jamie Sprayregen, Vice Chairman at Hilco Global, shares insights from his journey in the field of restructuring, the serendipitous events that shaped his career...
    United StatesInsolvency/Bankruptcy/Re-Structuring
    Katten
    Katten
  • Article

    Gil Soffer Publishes Commentary In Crain's Chicago Business On The Importance Of Collaboration In Funding The Arts

    Katten Chair Gil Soffer published a commentary in Crain's Chicago Business discussing the firm's longstanding partnership with the Goodman...
    United StatesMedia, Telecoms, IT, Entertainment
    Katten
    Katten
  • Article

    California Regulator Finalizes CCPA Rules For Automated Decision Making, Cybersecurity Audits And Risk Assessments

    On July 24, 2025, during its scheduled Board Meeting, the California Privacy Protection Agency (CPPA) Board voted unanimously to finalize rules governing the use of automated...
    United StatesPrivacy
    Katten
    Katten
  • Article

    Chicago City Council Authorizes Housing Department Loan Restructurings

    On September 19, the Chicago City Council amended the city's municipal code to give the housing commissioner new wide-ranging authority to restructure affordable housing loans and grants.
    United StatesReal Estate and Construction
    Katten
    Katten
  • Article

    California Governor Signs Bills To Reign In Deepfakes And AI Watermarking

    On September 19, 2024, Governor Gavin Newsom of California signed three bills designed to address the ethical concerns surrounding artificial intelligence (AI) and protect individuals from the misuse of digital content.
    United StatesTechnology
    Katten
    Katten
  • Article

    Crypto In Focus: Regulation, Risk And The Road Ahead– Part 1 (Video)

    There are new regulations and developments virtually every day for the space of digital assets and crypto. In this first part of a three-part series...
    United StatesTechnology
    Katten
    Katten
  • Article

    SEC's 2025 Exam Priorities Include Cybersecurity And AI

    On November 21, 2024, the Securities and Exchange Commission's (SEC's) Division of Examinations (the Division) released its 2025 examination priorities.
    United StatesTechnology
    Katten
    Katten
  • Article

    US House Of Representatives Pass The Take It Down Act

    On April 28, 2025, the US House of Representatives voted 409-2 to pass S.146, the Take it Down Act. The bill aims to stop the misuse of Artificial Intelligence (AI) created illicit imagery and Deepfake Abuse.
    United StatesTechnology
    Katten
    Katten

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