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  • Article

    Investor Forum Launched To Promote Long Term Investment

    As originally recommended by the Kay Review, a new Investor Forum was established in October 2014, following specific recommendations from the Collective Engagement Working Group.
    United KingdomCorporate/Commercial Law
    A&O Shearman
    A&O Shearman
  • Article

    LR And DTR: FCA Quarterly Consultation No. 26 (Corporate Aspects)

    On 6 December 2019, the FCA published its quarterly consultation paper (No. 26) which proposes two particular changes to the Listing Rules.
    United KingdomCorporate/Commercial Law
    A&O Shearman
    A&O Shearman
Article

NAPF Publish Corporate Governance Policy And Voting Guidelines 2014/15

Updated Corporate Governance Policy and Voting Guidelines were published by the National Association of Pension Funds ("NAPF") on 8 December 2014.
United KingdomCorporate/Commercial Law
A&O Shearman
A&O Shearman
  • Article

    Parker Review Report On Ethnic Diversity On Boards

    On 2 November 2016, the Parker Review Committee published a consultation version report summarising the findings of a review of the ethnic diversity of UK boards.
    United KingdomCorporate/Commercial Law
    A&O Shearman
    A&O Shearman
  • Article

    PRA Clarifies Procedures For Firms To Increase The Fixed To Variable Ratio Limit

    The PRA provided clarity on the procedures to be followed when a firm wishes to increase the permitted ratio of fixed to variable ratio above the 1:1 limit.
    United KingdomCorporate/Commercial Law
    A&O Shearman
    A&O Shearman
  • Article

    Prime Ministerial Announcement: Transparency Of Beneficial Ownership Of Foreign Companies

    The UK will require foreign companies which own UK property and those that wish to buy UK property or bid for central government contracts to disclose their ultimate shareholders.
    United KingdomCorporate/Commercial Law
    A&O Shearman
    A&O Shearman
  • Article

    PSC Register: BIS Guidance For PCSs

    On 23 March 2016, BIS published guidance on the register for PSCs of companies, SEs and LLPs.
    United KingdomCorporate/Commercial Law
    A&O Shearman
    A&O Shearman
  • Article

    PSC Register: Companies Act 2006 (Amendment Of Part 21A) Regulations 2016

    On 9 February 2016, the Companies Act 2006 (Amendment of Part 21A) Regulations 2016 were published.
    United KingdomCorporate/Commercial Law
    A&O Shearman
    A&O Shearman
  • Article

    Revised LSE Admission And Disclosure Standards

    The London Stock Exchange has published revised Admission and Disclosure Standards, which came into effect on 8 May 2017.
    United KingdomCorporate/Commercial Law
    A&O Shearman
    A&O Shearman
  • Article

    The Takeover Panel Executive Amends Practice Statement No. 20.

    On 13 April 2017, the Takeover Panel Executive announced that it had made the following changes to Practice Statement No. 20: Rule 2 – Secrecy, possible offer announcements and pre-announcement responsibilities
    United KingdomCorporate/Commercial Law
    A&O Shearman
    A&O Shearman
  • Article

    Final Defendant Sentenced In UK Regulator's Prosecution Of £2.8 Million Investment Fraud

    On September 17, 2018, the final defendant in an investment fraud case was sentenced to 11 years' imprisonment following "Operation Tidworth," ...
    United KingdomCriminal Law
    A&O Shearman
    A&O Shearman
  • Article

    Five Charged By UK Regulator For Alleged Investment Fraud

    On June 16, 2016, following investigation by the FCA, five persons appeared in a UK court charged with conspiracy to defraud, together with offences under the Financial Services and Markets Act 2000 and the Fraud Act 2006.
    United KingdomCriminal Law
    A&O Shearman
    A&O Shearman
  • Article

    Serious Fraud Office Issues Criminal Proceedings In Relation To LIBOR Manipulation

    On October 28, 2014, the UK’s Serious Fraud Office ("SFO") announced that it has issued criminal proceedings against Noel Cryan, a former employee at Tullett Prebon Group Ltd, for the manipulation of LIBOR, which brings the number of individuals facing charges brought by the SFO for LIBOR manipulation to thirteen.
    United KingdomCriminal Law
    A&O Shearman
    A&O Shearman
  • Article

    SFO – Former Sweett Group Executive Convicted For Destroying Evidence

    A former executive of Sweett Group PLC has been convicted of two destruction of evidence offences, contrary to section 2(16) of the UK Criminal Justice Act 1987.
    United KingdomCriminal Law
    A&O Shearman
    A&O Shearman
  • Article

    UK Conduct Regulator Bans Former LIBOR Submitter From Performing Any Regulated Activity

    On November 1, 2018, the U.K. FCA published the Final Notice (dated October 30, 2018) that it issued to a former employee of a major international bank ...
    United KingdomCriminal Law
    A&O Shearman
    A&O Shearman
  • Podcast

    Key Issues When Negotiating And Navigating Restrictive Covenants (Podcast)

    In a competitive talent market, restrictive covenants are essential for protecting businesses from employee turnover and knowledge leakage. Kate Pumfrey discusses best practices, enforcement, and recent trends in UK restrictive covenant litigation in this insightful podcast.
    United KingdomEmployment and HR
    A&O Shearman
    A&O Shearman
  • Article

    Ahead Of The Curve: Navigating The UK’s Proposed New Regime For Alternative Investment Fund Managers (Video)

    The UK's regulatory framework for alternative investment fund managers is undergoing its most significant overhaul since AIFMD was transposed into UK law in 2013. This webinar explores the proposed new FCA sourcebook, size-based tiering system, and how these reforms will reshape day-to-day requirements for AIFMs while positioning the UK as a competitive financial center.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Bank Of England Announces Open Forum On Assessment Of The Reforms Impacting The FICC Markets

    On June 11, 2015, the Bank of England announced an Open Forum, that will take place in autumn this year, to assess the financial regulatory reforms affecting the FICC markets that are already implemented or in train.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Bank Of England Paper On Legal Framework For Central Counterparty Default Management Process

    On May 11, 2016, the Bank of England published a Financial Stability Paper on legal certainty for central counterparty default management processes.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Bank Of England Publishes Financial Stability Report Identifying Main Current Risks In UK Financial System

    On July 1, 2015, the BoE published its Financial Stability Report which identifies the main current risks in the UK financial system.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Showing 881–900 of 7457 results

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