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  • Article

    European Commission Publishes Draft Delegated Regulation On Supplementary Prospectuses

    The Commission published a delegated regulation on the specific situations that require the publication of a supplement to a prospectus.
    European UnionCorporate/Commercial Law
    A&O Shearman
    A&O Shearman
  • Article

    European Commission Work Programme 2019: Corporate Aspects

    On 24 October 2018, the European Commission published its 2019 Work Programme.
    European UnionCorporate/Commercial Law
    A&O Shearman
    A&O Shearman
Article

European Parliament Adopts Amendments To Proposed Shareholder Rights Directive

On 8 July 2015, the European Parliament resolved to adopt amendments to the European Commission's proposal to amend the Shareholder Rights Directive.
European UnionCorporate/Commercial Law
A&O Shearman
A&O Shearman
  • Article

    European Securities And Markets Annual Report 2015

    On June 15, 2016, the ESMA published its 2015 annual report. The report reviews ESMA's mission and objectives for 2015 and measures its achievements against its 2015 objectives.
    European UnionCorporate/Commercial Law
    A&O Shearman
    A&O Shearman
  • Article

    European Securities And Markets Authority Makes Public Statement On Implementing IFRS 9

    On November 10, 2016, the European Securities and Markets Authority issued a public Statement on the implementation of IFRS 9.
    European UnionCorporate/Commercial Law
    A&O Shearman
    A&O Shearman
  • Article

    European Securities And Markets Authority Protocol On Operation Of Market In Financial Instruments Directive Database

    On November 16, 2015, ESMA published a Protocol on the operation of its online Market in Financial Instruments Directive database.
    European UnionCorporate/Commercial Law
    A&O Shearman
    A&O Shearman
  • Article

    European Securities And Markets Authority Publishes Final Draft Technical Standards Under The Market Abuse Regulation

    European Securities And Markets Authority Publishes Final Draft Technical Standards Under The Market Abuse Regulation
    European UnionCorporate/Commercial Law
    A&O Shearman
    A&O Shearman
  • Article

    European Securities And Markets Authority Recommendations To National Regulators On Best Execution Requirements

    On February 25, 2015, ESMA published the results of its peer review of supervision and enforcement of the best execution provisions in the Market in Financial Instruments Directive by national regulators.
    European UnionCorporate/Commercial Law
    A&O Shearman
    A&O Shearman
  • Article

    Final EU Regulation On The Reporting And Transparency Of Securities Financing Transactions And Of Reuse Published

    On December 23, 2015, the EU Regulation on the Reporting and Transparency of Securities Financing Transactions and of Reuse, known as the SFTR, was published in the Official Journal of the European Union.
    European UnionCorporate/Commercial Law
    A&O Shearman
    A&O Shearman
  • Article

    MAR: ESMA Updates Q&A On Closed Periods

    On 13 July 2016, ESMA published an updated version of its Q&A on MAR on closed periods, i.e. where persons discharging managerial responsibilities are prohibited from dealing in shares and debt instruments of the issuers.
    European UnionCorporate/Commercial Law
    A&O Shearman
    A&O Shearman
  • Article

    New Prospectus Regulation: ESMA Final Report On Draft Amendments To Prospectus Regulation RTSs

    On 4 December 2019, ESMA published its final report on the draft Regulatory Technical Standards (RTS) amending delegated Regulation EU 2019/979.
    European UnionCorporate/Commercial Law
    A&O Shearman
    A&O Shearman
  • Article

    Opinion On ESMA’s Powers Under The Short Selling Regulation

    On 12 September 2013 Advocate-general Jääskinen delivered his opinion in the case of the UK v. the Council of the European Union and European Parliament in which the UK contests the validity of Article 28 of the Short Selling Regulation. Article 28 gives the European Securities and Markets Authority ("ESMA") the power to require disclosure of short positions or to ban short selling of certain financial instruments in emergency situations.
    European UnionCorporate/Commercial Law
    A&O Shearman
    A&O Shearman
  • Article

    Prospectuses: ESMA Updates Q&A

    On 6 April 2016, ESMA published version 24 of its Q&A on prospectuses.
    European UnionCorporate/Commercial Law
    A&O Shearman
    A&O Shearman
  • Article

    Transparency Directive: Updated ESMA Q&As

    On 23 October 2015, the European Securities and Markets Authority ("ESMA") published an update to its Q&As on the Transparency Directive.
    European UnionCorporate/Commercial Law
    A&O Shearman
    A&O Shearman
  • Article

    Directive On Freezing And Confiscation Of Proceeds Of Crime In The EU Published

    On 3 April 2014, the new EU Directive on the freezing and confiscation of proceeds of crime was signed.
    European UnionCriminal Law
    A&O Shearman
    A&O Shearman
  • Article

    Admission And Disclosure Standards: Feedback On Amendments To Standards And High Growth Segment Rulebook

    On 14 March 2016, the London Stock Exchange published N02/16, which is a notice setting out the revised Admission and Disclosure Standards and High Growth Segment Rulebook.
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Amending Regulation On Own Funds Requirements In Force

    On June 2, 2015, the Amending Regulation setting out Regulatory Technical Standards on own funds requirements for institutions under CRD IV was published in the Official Journal of the European Union.
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Andrew Bailey, Head Of The Financial Conduct Authority Discusses Brexit

    On February 5, 2018, the Chief Executive of the Financial Conduct Authority, Andrew Bailey, gave a speech on Brexit at the Future of the City dinner.
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Barney Reynolds Interviewed By Ian King Live On Sky News (Video)

    Partner Barney Reynolds (London-Financial Institutions Advisory & Financial Regulatory), was interviewed by Ian King Live on Sky News following the release of his latest paper Managing Euro Risk:
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Commission Delegated Regulation To Increase SME Growth Markets Issued In The Official Journal Of The EU

    On 21 June 2019, the Official Journal published the Commission Delegated Regulation. The new Regulation is intended to work in conjunction with Directive 2014/65/EU
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Showing 621–640 of 7425 results

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