94 results found

Welcome back to the Compliance In Context podcast! On today's show, on today's show, we will be taking a topic known all too well by those in the compliance space, namely maximizing your compliance resources...

In Season 6 Episode 6 of The Securities Compliance Podcast: Compliance in Context, host and Calfee Partner Patrick D. Hayes dives deep into one of our favorite topics on this fine show...

On Friday, November 15, 2024, the U.S. District Court for the Eastern District of Texas, in Texas v. Department of Labor, vacated the U.S. Department of Labor's (DOL's) 2024 final regulation increasing...

Subject to limited exceptions, distributions from a qualified plan for participants who have not attained age 59.5 are subject to an additional 10% tax under 72(t)(1)...

On Friday, the Sixth Circuit issued a decision calling into question the future of the National Labor Relation Board's (NLRB) landmark Cemex decision.

On January 21, 2025, as part of his initial blitz of 45 Executive Orders, President Trump issued Executive Order (EO) 14173 entitled Ending Illegal Discrimination and Restoring Merit-Based Opportunity.

Governor Mike DeWine delivered his final State of the State address this afternoon before a joint session of the Ohio General Assembly in the chambers of the Ohio House of Representatives.

Welcome back to the Compliance In Context podcast! On today's show, we're looking at the current state of crypto and digital assets, the impact of a new administration...

In Season 5 Episode 10 of The Securities Compliance Podcast: Compliance in Context, host and Calfee Partner Patrick D. Hayes looks at the current state of crypto and digital assets...

In Season 6 Episode 7 of The Securities Compliance Podcast: Compliance in Context, host and Calfee Partner Patrick D. Hayes takes an in-depth look at two of the hottest areas...

In Season 6 Episode 1 of The Securities Compliance Podcast: Compliance in Context, host and Calfee Partner Patrick D. Hayes takes an in-depth look at maximizing your compliance resources...

Explore the latest developments in securities compliance, including deep dives into SEC Regulation S-P requirements, the newly formed Crypto Task Force led by Commissioner Hester Peirce, and critical updates on the AML Rule for investment advisers. Each episode features expert insights from leading practitioners and regulators navigating the evolving compliance landscape.

It's time for investment companies, investment advisors, and other covered institutions to review their data privacy and incident response policies in light of the SEC's latest amendments to Regulation S-P.

The Ohio General Assembly has passed what members are dubbing a "21st Century Energy Policy" in the form of Amended Substitute House Bill 15...

When a company is looking to do a cross-border transaction, they're looking at a lot of different issues.

The federal Worker Adjustment and Retraining Notification Act, known as the WARN Act, requires employers with more than 100 employees to provide 60-days'...

Personal data (also referenced as personally identifiable information or "PII"), is a category of data that raises significant cybersecurity...