Search

Search

MenuClose

Search

Rankings
Firms & Lawyers
In-House
- In-House Content
- GC Powerlist
Knowledge Centre
- About us

Comparative Guides
Events
Legal 500 TV

About us

Legal 500
FAQs
Marketing
Careers
Contact us

Deutschland DE
Paris FR

Rankings
Firms & Lawyers
In-House
- In-House Content
- GC Powerlist
Knowledge Centre
- About us

Comparative Guides
Events
Legal 500 TV

About us

Legal 500
FAQs
Marketing
Careers
Contact us

Deutschland DE
Paris FR

© 2026 Legalease Ltd. All rights reserved

Registered company in England & Wales No. 02427356 VAT GB 321 5727 22

Registered address: 188 Fleet Street, London, EC4A 2AG

Data Protection policies
Cookies Policy
Supplier Code of Conduct
Modern Slavery and Human Trafficking Statement
Contact Us

Intelligence
Search

11,456 results found

Use advanced search filters to refine your search

Search

1 filter applied

Advanced search filters

Topics

Search for topics

Countries

Search for countries

Contributor

Search to show contributors

Hogan Lovells Cadwalader

Content type

Any
Article
Podcast
Video

Sort by

Article
Banking Agencies Review Resolution Plans
The FDIC and the Board of Governors of the Federal Reserve System determined that a number of systemically important domestic banking institutions have remedied the deficiencies in their 2015 resolution plans.
United StatesFinance and Banking
Hogan Lovells Cadwalader
Article
Banking Agencies Update "Living Wills" Of Eight Systemically Important Firms
The Board of Governors of the Federal Reserve System and the FDIC (collectively, the "Agencies") released the public sections of required "targeted submissions" for eight systemically important domestic banking institutions.
United StatesFinance and Banking

Hogan Lovells Cadwalader

BCBS Monitoring Report Gives Big Banks Passing Grades

The Basel Committee on Banking Supervision conducted a monitoring exercise that determined all large internationally active banks meet Basel III minimum and Common Equity Tier 1 target capital requirements.

United StatesFinance and Banking

Hogan Lovells Cadwalader

BCBS Updates FAQs On Net Stable Funding Ratio

The Basel Committee on Banking Supervision ("BCBS") updated Basel III Net Stable Funding Ratio framework interpretation FAQs.

United StatesFinance and Banking

Hogan Lovells Cadwalader

Bespoke Solutions, D&I And More, With Dadong Yan

Bespoke Solutions, D&I and More, with Dadong Yan.

United StatesFinance and Banking

Hogan Lovells Cadwalader

Broker-Dealer Fined For Failing To Update Employee Registration Forms

A broker-dealer firm settled FINRA charges for failing to amend its representatives' Uniform Application for Securities Industry Registration or...

United StatesFinance and Banking

Hogan Lovells Cadwalader

Broker-Dealer Settles FINRA Charges For Failure To Apply Variable Annuities Sales Charge Waivers

A broker-dealer agreed to settle FINRA charges for failing to identify and apply available sales charge waivers on sales of variable annuities to eligible retirement accounts and charitable organizations.

United StatesFinance and Banking

Hogan Lovells Cadwalader

Broker-Dealer Settles FINRA Charges For Insufficient Risk Management Of ATS

A broker-dealer agreed to settle FINRA charges for failing to maintain a sufficient system of risk management controls ...

United StatesFinance and Banking

Hogan Lovells Cadwalader

Broker-Dealer Settles FINRA Charges For Market Access Rule Violations

A broker-dealer agreed to pay $50,000 to settle FINRA charges that it failed to "establish, document, and maintain" a system of adequate risk management controls and supervisory...

United StatesFinance and Banking

Hogan Lovells Cadwalader

Broker-Dealer Settles FINRA Charges For Supervisory And Inspection Failures

A broker-dealer settled FINRA charges for the firm's failure to fulfill its supervisory and inspection requirements.

United StatesFinance and Banking

Hogan Lovells Cadwalader

Broker-Dealer Settles FINRA Charges For Supervisory Failures In Sale Of ETPs

A broker-dealer settled FINRA charges for failing to implement a supervisory system in connection with the sale to retail investors of leveraged

United StatesFinance and Banking

Hogan Lovells Cadwalader

Broker-Dealer Settles FINRA Trade Reporting Charges Relating To Exercise Of OTC Options

A broker-dealer settled FINRA charges of failing to report transactions arising from the exercise of OTC options, and of related supervisory violations.

United StatesFinance and Banking

Hogan Lovells Cadwalader

Building Better Borrowers: Bankruptcy-Remote Basics

Financial Restructuring special counsel Kathryn Borgeson presents a podcast on three of the most important building blocks for a bankruptcy-remote borrower:

United StatesFinance and Banking

Hogan Lovells Cadwalader

By Split Decision

SEC Commissioners Peirce and Roisman criticize Chair Gensler's regulatory agenda. Financial Services Committee Chair seeks moratorium on large bank mergers and acquisitions.

United StatesFinance and Banking

Hogan Lovells Cadwalader

Capital Relief Trades With Jed Miller

Industry Conversations, Mike Mascia sits down with Cadwalader partner Jed Miller to discuss capital relief trades for banks in the context of subscription facilities.

United StatesFinance and Banking

Hogan Lovells Cadwalader

Catching Up With Michael Sinclair Of People's United Bank (Podcast)

In this episode of Fund Finance Friday: Industry Conversations, Michael Sinclair of People's United Bank joins Mike Mascia to discuss the fund finance happenings at People's United...

United StatesFinance and Banking

Hogan Lovells Cadwalader

Catching Up With Michael Sinclair Of People's United Bank (Video)

In this episode of Fund Finance Friday: Industry Conversations, Michael Sinclair of People's United Bank joins Mike Mascia to discuss the fund finance happenings at People's United...

United StatesFinance and Banking

Hogan Lovells Cadwalader

Catching Up With SMBC'S Sammy Asoli

Sammy Asoli, the newly minted Global Head of Subscription Secured Finance at SMBC, joins Mike Mascia.

United StatesFinance and Banking

Hogan Lovells Cadwalader

Catching Up With Wells Fargo's Jeff Johnston

Cadwalader's Mike Mascia connects with Jeff Johnston, Managing Director and Head of Subscription Finance at Wells Fargo and Chairman of the Fund Finance Association.

United StatesFinance and Banking

Hogan Lovells Cadwalader

CCO Settles CFTC Fraud And Misrepresentation Charges

A chief compliance officer of an investment firm settled CFTC charges for fraudulently soliciting investments in commodity pools

United StatesFinance and Banking

Hogan Lovells Cadwalader

Showing 461–480 of 11456 results

Legal Intelligence Newsletters