The SEC awarded $2.5 million to two whistleblowers for providing information that led to several successful enforcement actions.

The SEC awarded more than $2.1 million to a whistleblower who provided information that resulted in "multiple successful enforcement actions."

The SEC awarded more than $54 million to two whistleblowers for providing critical information that resulted in an enforcement action.

The SEC awarded more than $1 million to a whistleblower for reporting "new information and substantial corroborating documentation" regarding a securities violation that impacted retail investors.

The SEC will reward more than $450,000 to two individuals for tips that led the SEC to open a corporate accounting investigation.

The SEC charged Thomas M. Henderson and his company with misusing funds raised from investors through the EB-5 immigrant investor program.

The SEC charged three Chinese traders with fraud for allegedly hacking "nonpublic market-moving information" from two prominent New York-based law firms.

SEC Chief Operating Officer ("COO") Jeffery Heslop will leave the agency in February. Mr. Heslop was the first ever COO of the SEC.

The final rule will become effective 30 days after publication in the Federal Register.

In her remarks, Ms. Peirce referenced a bill recently passed in California that would regulate the gender composition of corporate boards.

In a statement in support of longer comment periods during the rulemaking process, SEC Commissioner Hester M. Peirce explained that an open dialogue with the public is crucial to effective rulemaking.

SEC Designates Indian Stock Exchange as Offshore Securities Market.

The SEC Division of Corporation Finance designated a Taiwan stock exchange as a "designated offshore securities market"

In a recent Investor Bulletin, the SEC Office of Investor Education and Advocacy outlined the arbitration and mediation processes that are involved a customer's dispute with a broker-dealer.

SEC Division of Corporation Finance Associate Director James M. Daly will retire at the end of September.

SEC Division of Risk and Analysis ("DERA") Director and Chief Economist Jeffrey H. Harris will step down from his position and return to academia on a full-time basis.

SEC Division of Trading and Markets Associate Director Wenchi Hu will leave the Commission in February 2017.

The SEC Division of Economic and Risk Analysis and the Division of Trading and Markets are effectively ending the Tick Size Pilot Program at the end of trading on September 28, 2018 rather than on October 1, 2018.

Each fund tracks, or will track, the performance of an underlying index.

Subject to certain conditions, the SEC Division of Corporation Finance granted exemptive relief to Indian company Mphasis Limited from Exchange Act Rule 14e-1(a).