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  • Article

    SEC Revamps Broker-Dealer Recordkeeping Requirements; "Audit Trail" Alternative Replaces "WORM" Format

    The SEC recently adopted new recordkeeping requirements for broker-dealers and "SBS entities" (security-based swap dealers and major security based swap participants).
    United StatesCorporate/Commercial Law
    Goodwin Procter LLP
    Goodwin Procter LLP
  • Article

    Nonqualfied Deferred Compensation Plan Update

    In June 2015, the Internal Revenue Service released updated audit guidelines for nonqualified deferred compensation plans.
    United StatesEmployment and HR
    Thompson Coburn LLP
    Thompson Coburn LLP
Article

NYC Issues Final Regulations On Automated Employment Decision Tools Law

The New York City Department of Consumer and Worker Protection (DCWP) has adopted final regulations regarding Local Law 144, the city's Automated Employment Decision Tools (AEDT) law.
United StatesEmployment and HR
Cooley LLP
Cooley LLP
  • Article

    OFCCP Issues New Directive Aimed At Collecting The Results Of Federal Contractor Pay Equity Analyses During Compliance Reviews

    Federal supply and service contractors and subcontractors undergoing compliance reviews with the Department of Labor's Office of Federal Contract Compliance Programs (OFCCP)...
    United StatesEmployment and HR
    Seyfarth Shaw LLP
    Seyfarth Shaw LLP
  • Article

    OFCCP Issues New Scheduling Letter And Itemized Listing – Federal Contractors Must Act Quickly To Ensure Compliance

    On September 30, 2014, the Office of Federal Contract Compliance Programs published a Notice announcing a newly approved Scheduling Letter and Itemized Listing.
    United StatesEmployment and HR
    Ford Harrison LLP
    Ford Harrison LLP
  • Article

    Pooled Employer Plans — What Is New In 2022

    Beginning January 1, 2021, pooled plan providers could start Pooled Employer Plans (PEPs), which Congress created to expand access to retirement benefits by allowing companies in unrelated industries...
    United StatesEmployment and HR
    ORBA
    ORBA
  • Article

    FIF Recommends "Logistical Changes" During CAT Transition To New Plan Processor

    FIF Recommends "Logistical Changes" During CAT Transition To New Plan Processor.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Reg. Tracker: October 16 To October 31

    The Cabinet Regulatory Tracker provides a list of upcoming comment deadlines, compliance dates, effective dates, and reporting deadlines.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    "I Want My PHI", Part 2 – OCR Audits Will Focus On Individual Access Rights

    If an individual is asking for the PHI to be provided to him or her, this is really a request for access even if the individual is providing a signed authorization for release of the PHI.
    United StatesFood, Drugs, Healthcare, Life Sciences
    Fox Rothschild LLP
    Fox Rothschild LLP
  • Article

    Medicare Advantage Organizations' Denials Of Some Prior Authorization Requests Raise Concerns

    In the Office of the Inspector General's latest report released in April of 2022, the denials of some prior authorization requests by Medicare Advantage Organizations (MAOs)...
    United StatesFood, Drugs, Healthcare, Life Sciences
    Ankura Consulting Group LLC
    Ankura Consulting Group LLC
  • Article

    OIG To Audit Nursing Home Services Rendered Prior To Inpatient Hospitalizations – Four Steps To Take To Prepare For The Increase In Audits

    Efforts to reduce avoidable inpatient hospitalizations among nursing facility residents have been ongoing for years.
    United StatesFood, Drugs, Healthcare, Life Sciences
    Nexsen Pruet
    Nexsen Pruet
  • Article

    OIG Investigations (Without Subpoena Bells And Whistles) Coming To A Program Near You

    The Inspector General Act of 1978 aimed to "consolidate existing auditing and investigative resources to more effectively combat fraud, abuse, waste and mismanagement in the programs and operations of [the executive branch]."
    United StatesGovernment, Public Sector
    Sheppard
    Sheppard
  • Article

    Received A Government Audit Letter? Take A Deep Breath, And Consider These Best Practices

    According to the United States Government Accountability Office, Congress appropriated $4.6 trillion in emergency assistance for people, businesses, the health care system...
    United StatesGovernment, Public Sector
    Arnold & Porter
    Arnold & Porter
  • Article

    New Administration Likely To Result In Increased I-9 Audits And Raids

    The new administration is likely to have a profound impact on immigration law and enforcement come January 20.
    United StatesImmigration
    Littler Mendelson
    Littler Mendelson
  • Article

    International Accounting Standards Help Investors Make Economic Decisions

    In recent years, the European Commission (EC) regarded harmonization as a vital element in order to meet the growing need for transparent corporate accounts and the need to compare financial statements thus streamlining the development and efficiency of European financial markets.
    United StatesInternational Law
    McDermott Will & Emery
    McDermott Will & Emery
  • Article

    Using E-Signatures In Court — The Value Of An Audit Trail

    From antiquity through the middle ages, the authenticity of a document's signature was confirmed by using a signet ring pressed into a wax seal. The signet was unique to the signer, so the presence of the....
    United StatesLitigation, Mediation & Arbitration
    Fenwick
    Fenwick
  • Article

    Best Practices: Nonprofit Corporate Governance

    One of the most significant and valuable developments of the post-Sarbanes-Oxley Act environment has been the emergence of governance "Best Practices" proposals designed to enhance and improve corporate responsibility and governance.
    United StatesTax
    McDermott Will & Emery
    McDermott Will & Emery
  • Article

    Congress Looks To Fix New Partnership Audit Rules

    The Bipartisan Budget Act of 2015 fundamentally changed the rules by which partnerships, and entities taxed as partnerships, interact with the Internal Revenue Service in an audit or litigation.
    United StatesTax
    Caplin & Drysdale, Chartered
    Caplin & Drysdale, Chartered
  • Article

    Data Book Provides Insight On IRS Activities

    The IRS has issued its annual Data Book for fiscal year (FY) 2015, which provides statistical information on activities such as examinations and collections conducted by the IRS from October 1, 2014 to September 30, 2015.
    United StatesTax
    Brown Smith Wallace
    Brown Smith Wallace
  • Article

    Delaware Legislation Reduces Unclaimed Property Audit Frustrations But Reanimates Interest Assessment

    On July 22, 2015, the governor signed Senate Bill 141, which makes significant revisions to the Delaware Abandoned and Unclaimed Property statute.
    United StatesTax
    Reed Smith
    Reed Smith
  • Showing 961–980 of 2126 results

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