Each program has its own set of tailored procedures and eligibility requirements.

The Financial Conduct Authority (FCA) has recently published its findings following a "thematic" review of 22 wealth and asset management firms.

The SEC issued a no-action letter permitting an M&A Broker, under certain conditions, to facilitate mergers, acquisitions, business sales, and business combinations.

As Myanmar's entry onto the global stage continues, the scope and complexity of transactions being undertaken in the country will undoubtedly expand rapidly.

First, a list of all IP assets owned or used by the target should be requested.

As part of the Tax Cuts and Jobs Act, signed into law by President Trump on December 22, 2017, Congress introduced new tax incentives designed to encourage long-term investments in low-income American communities.

The Cape Town Convention on International Interests in Mobile Equipment and Protocol Thereto on Matters Specific to Aircraft Equipment took effect on March 1 2006.

Like most ETFs, the buffer ETFs are registered with the SEC on Form N-1A as "open-end" investment companies, and they issue and redeem their shares at net asset value (NAV

A registered broker-dealer recently executed a Letter of Acceptance, Waiver and Consent ("AWC") with FINRA regarding alleged violations of supervision rules.

On April 27th, Seyfarth Shaw LLP and Commercial Real Estate Finance Council hosted an After Work Seminar titled "Senior Assisted Living and Long-Term Care Asset Financing".

When an equipment lender funded a borrower's purchase without properly documenting its collateral rights, it found itself without recourse in bankruptcy court. The Delaware bankruptcy court's ruling in Wingspire...

Illinois has adopted comprehensive regulations governing shared appreciation agreements, also known as home equity contracts or investments. These new rules establish detailed licensing requirements, disclosure obligations, and consumer protections for originators and servicers of these financial products, which allow consumers to receive money in exchange for a future interest in their home's value.

In In re Houston Regional Sports Network, L.P., 886 F.3d 523 (5th Cir. 2018), the U.S. Court of Appeals for the Fifth Circuit held that bankruptcy courts have flexibility in selecting the date on which to value collateral.

The choice of law and venue provisions are the legal equivalent of choosing your battlefield, where a favourable choice of law provision can ensure the lender does not run afoul, a venue provision can ensure that disputes can be litigated in an environment that is convenient for an organization.

Asset-based lending against in-transit inventory presents unique legal challenges as lenders navigate UCC Article 7 requirements, negotiable documents of title, and the emerging landscape of electronic bills of lading. This analysis examines how ABL lenders can structure security interests to protect their position when goods are moving through the supply chain, from traditional paper documentation to modern electronic platforms.

The past two weeks were filled with legislative activity as members of Congress worked to get digital asset legislation through committees prior to Congress going on its August break.

In previous articles, I have explored the risks, mitigants and motivations of private banks and other lenders in making loans secured by fine art as collateral.

The Subscription Credit Facility (each, a "Facility") and related Fund Finance markets continued their expansion in 2016, extending the long-standing industry trend.

Among the amendments to the ability-to-repay/qualified mortgage rule issued by the CFPB on July 10 were changes to the detailed requirements in new Appendix Q.

Significant Changes In Corporate Law.