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  • Article

    Federal Register: Bank Regulators Allow QFC Amendments To Unmargined Legacy Swaps

    The U.S. "prudential regulators" final rule on uncleared swap margin requirements was published in the Federal Register.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: Bank Regulators Propose "Streamlined" Call Reports For Qualifying Small Institutions

    The proposal by the FRB, the FDIC and the Office of the Comptroller of the Currency to reduce regulatory reporting requirements for eligible small depository institutions was published in the Federal Register.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
Hogan Lovells Cadwalader
  • Article

    Federal Register: Banking Agencies Propose Community Bank Leverage Ratio

    Comments must be submitted by April 9, 2019.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: Banking Agencies Propose Enhanced Cyber Risk Management Standards

    The Board of Governors of the Federal Reserve System, the Office of the Comptroller of the Currency and the FDIC (collectively, the "Agencies") requested comments on an Advanced Notice of Proposed Rulemaking ("ANPR") that would enhance cyber risk management standards for large and interconnected entities under their supervision and those entities' service providers.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: Banking Agencies Propose Updating Calculation Of Derivative Contract Exposure Amounts

    The Comptroller of the Currency, Federal Reserve Board and FDIC proposal allowing "advanced-approaches" banking organizations (i.e., those with $250 billion or more in total consolidated assets ...
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: CFPB Requests Comments On Proposal Relating To Disclosure Of Records And Information

    CFPB requested comments on its proposed amendments to (i) procedures used by the public to obtain information from the CFPB under the Freedom of Information Act, the Privacy Act of 1974, and in legal proceedings...
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: CFTC Adopts "No-Deal" Brexit Rule On Margin Requirements

    The CFTC interim final rule granting uncleared swaps "legacy status" in the event of a "no-deal" Brexit was published in the Federal Register ...
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: CFTC Allows Exceptions From Sending Annual Privacy Notices

    The CFTC proposal to amend Rule 160.5 - which requires certain "covered persons" to provide annual privacy notices to customers at least once a year during the life of the customer relationship - was published in the Federal Register.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: CFTC Amends Annual Privacy Notice Requirement

    An CFTC final rule allowing exceptions from the requirement that "covered persons" (i.e., futures commission merchants, retail foreign exchange dealers, CTAs, CPOs,
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: CFTC Amends Position Limits for Security Futures Products

    The CFTC final rule adopting amendments to the Position Limits and Position Accountability for Security Futures Products ("SFP")
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: CFTC Delays Initial Margin "Phase Five" Requirements For Uncleared Derivatives

    A CFTC interim final rule to delay the implementation of "Phase Five" initial margin requirements for uncleared derivatives was published in the Federal Register.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: CFTC Finalizes Interpretative Guidance On "Actual Delivery" In Virtual Currency Transactions

    CFTC interpretive guidance concerning the term "actual delivery" for virtual currency retail transactions was published in the Federal Register.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: CFTC Proposes Changes To DCO Regulations

    A CFTC proposal amending regulations to "enhance certain risk management and reporting obligations" was published in the Federal Register.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: CFTC Proposes Cross-Border DCO Rule Changes

    A CFTC supplemental rule proposal was published in the Federal Register which would permit low-risk derivatives clearing organizations that are exempt from registration to offer clearing to U.S. persons under certain circumstances.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: CFTC Proposes Prohibiting Certain "Post-Trade Name Give-Up" Practices

    The CFTC-proposed rule prohibiting "post-trade name give-up" at swap execution facilities ("SEFs") was published in the Federal Register. Comments must be submitted by March 2, 2020.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: CFTC Proposes Technical Corrections To Consumer Data Protection Rules

    CFTC-proposed technical corrections to data privacy rules were published in the Federal Register. Comments must be submitted on December 12, 2019.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: CFTC Proposes To Codify Process For Terminating Relief For Foreign Futures Firms

    The CFTC proposal to codify the agency's process for terminating exemptive relief granted to non-U.S. firms to offer non-U.S. futures and options directly to U.S.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: CFTC Renews Global Markets Advisory Committee Mandate Until 2020

    The GMAC was designed to assist the CFTC on matters of public concern to the exchanges, firms and market users regarding the regulatory challenges of a global marketplace.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: CFTC Requests Feedback On Crypto-Asset Mechanics And Markets

    The CFTC request for public feedback on the technologies underlying Ether and the Ethereum Network was published in the Federal Register.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: FDIC Requests Comment On Exceptions From Brokered Deposit Rules

    The FDIC-proposed rule that would allow certain insured depository institutions to be exempt from the requirement to treat reciprocal deposits as brokerage deposits ...
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Showing 641–660 of 29354 results

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