5,948 results found

On October 29, S&P revised U.S. residential mortgage input file format.

The Forum will help industry participants meet the challenges of the newly proposed set of rules from the CFPB for mortgage servicers.

In a consent order issued against Flagstar Bank, F.S.B., the CFPB cited multiple legal violations by Flagstar in its default servicing practices.

On March 1, the American Bankers Association published results of its 2016 TILA-RESPA Integrated Disclosures (TRID) Survey.

In "Herrera v. Federal National Mortgage Association" (2012), the California Court of Appeal joined other courts in rejecting the plaintiffs’ attempt to avoid their mortgage obligations.

The mortgage servicing industry has witnessed historic change in recent years and another historic change is just around the corner.

The Alternative Rate Reference Committee Consumer Products Working Group published two guides aimed at supporting the transition from LIBOR to alternative reference rates.

An attorney and the business affairs manager of his law firm agreed to settle SEC charges of illegally selling shares of a company focused on the application of blockchain technology for food, drugs and healthcare.

On May 5, 2022, the Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, and the Federal Deposit Insurance

The CFTC alleged that, beginning in June 2020, the company, through its website, operated an illegal, unregistered or non-designated facility for event-based binary options online trading markets

A broker-dealer settled FINRA charges for over-tendering shares into a partial tender offer.

A broker-dealer settled FINRA charges for supervisory failures concerning "excessive sales charges" in early rollovers of Unit Investment Trusts ("UITs")

A broker-dealer settled FINRA charges for failing to provide customers with required annual notifications and other information on customers' trades and order routing information.

A broker-dealer settled FINRA charges for failing to detect suspicious trading activity, file suspicious activity reports, and implement its own anti-money laundering procedures.

A broker-dealer settled FINRA charges for failing to follow firm written anti-money laundering procedures that required monitoring for red flags of potentially suspicious activity.

A broker-dealer settled FINRA charges for Short-Term Obligation Rate Transparency ("SHORT") System reporting and related supervisory failures.

A broker-dealer settled FINRA charges for failure to supervise and to implement a satisfactory system of risk management controls.