Spotify and Slack made a splash when they went public via direct listings rather than underwritten offerings or traditional IPOs

Scott Aleali and Jeff Maier hosted former Wake Forest and Charlotte Hornets star Muggsy Bogues this week on Fund Fanatics for a wide-ranging conversation, including his NBA career...

Scott Aleali and Jeff Maier released a new edition of Fund Fanatics that covers the latest trends in the secondaries market and features Sameer Shamsi, Head of Secondaries at Houlihan Lokey.

NFA permanently banned from membership a CPO and CTA for failing to produce books and records for two of the CPO/CTA's principals and its majority owner

NMLS Ombudsman Virtual Meeting Summary.

The New York State Department of Financial Services ("NYDFS") approved the application of a trust company to act as a custodian for Bitcoin.

On May 24, the OCC, Federal Reserve and Federal Deposit Insurance Corporation (FDIC) published a notice of proposed rulemaking

On February 8, the OCC, the Federal Reserve Board and the FDIC issued a notice of proposed rulemaking that would provide a simplified measure of capital adequacy for qualifying community banking organizations consistent with section 201 of the EGRRCPA.

Even amongst a battle of supply and demand between GPs and the banks, subscription lines of credit remain resilient.

On February 13, DBRS Publishes Updated Methodology for Rating U.S. Asset-Backed Commercial Paper Conduits.

On March 14, DBRS published an updated methodology entitled "Rating Structured Aircraft Transactions".

On January 11, the FDIC issued a release encouraging institutions to modify terms on existing loans, including mortgages, student loans, car loans, business loans and credit cards, due to the federal

The Federal Reserve Board, the Office of the Comptroller of the Currency, the FDIC, the Consumer Financial Protection Bureau, the National Credit Union Administration and the Conference of State Bank Supervisors encouraged financial institutions to work with consumers impacted by the federal government shutdown.

The SEC Division of Corporation Finance designated a New Zealand stock exchange as a "designated offshore securities market" under Securities Act Regulation S, Rule 902(b).

Inflation and challenging labor markets continue to present financial challenges to physician practices. Leadership decision-making and action-taking in response to financial results...

The Drawdown has announced an awards program to acknowledge "the most influential members of the fund finance market." The awards aim to highlight innovation, creativity...

The original expiration date was April 15, 2018.

The lender's motion for summary judgment was unopposed, and a $9 million judgment was entered against the borrower.

On March 11, 2025, the Ways and Means Committee Chairman Jason Smith delivered remarks during floor debate to initiate a Congressional Review Act resolution to invalidate the Biden Administration.

A successful green building project may involve much more than construction design and include initial soil decontamination, optimization of financial or fiscal incentives and creative occupancy contracts.