64,631 results found

The SEC requested comments on an MSRB proposal to (i) delay reporting of information concerning underwriters of programs under the Stephen Beck, Jr., Achieving a Better Life Experience Act of 2014 (the "ABLE Act" and an "ABLE Program") pursuant to MSRB Rule G-45, and (ii) provide guidance on the applications of MSRB Rules G-42 and G-44 until August 29, 2018.

The SEC requested comments on MSRB-proposed draft amendments that would require municipal advisors to establish continuing education requirements for an associated person who is qualified as a municipal advisor representative or municipal advisor principal (see previous coverage).