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Your financial portfolio is always a work in progress. To remain financially healthy, periodically re-evaluate your investments by asking these three questions.

The Basel Endgame is the fault line along which global banking competition will shift over the next three years. For the largest lenders, this final chapter of Basel III will decide...

Any discussion of the regulatory landscape across the globe is complicated by the dominance of U.S. regulators in the statistics.

In this Ropes & Gray podcast, asset management partners Melissa Bender and Isabel Dische discuss how market participants are rethinking social factors – the "S" in ESG – in light of the Covid-19 pandemic.

In two reports released within days of each other, the International Organization of Securities Commissions (IOSCO) draws further attention to ESG-related disclosures by issuers and asset managers.

Enforcement Director Judge Margaret Ryan made her first public remarks at the Los Angeles County Bar Association's Annual Securities Regulation Seminar.

Recent events have made it clear that there is an increased regulatory focus on the conduct of investment professionals in the wealth-management industry.

More than half of all American adults don't have wills or revocable trusts setting forth their instructions for how their assets are to be distributed after they die.

As the world reacts and tries to adapt to the unprecedented global pandemic of COVID-19, there is a trigger point for many ultra-high net-worth (UHNW) families to ensure they are well planned...

One of the most overlooked elements of an estate plan is the planning for the distribution of a person’s tangible personal property.

The recent U.S. Supreme Court decision inUnited States v. Windsor overturning Section 3 of the Defense of Marriage Act raised several questions regarding the federal tax treatment of same-sex couples.

When Alex’s financial advisor informed him that the portfolio manager (PM) of a high-performing mutual fund in his portfolio was leaving, Alex became nervous.

In times of business disruptions, such as vacancies in apartment buildings and offices, the number of defaults on commercial mortgages and leases tends to increase significantly...

New York’s Court of Appeals, the state’s highest court, recently issued a decision that applied a new theory to impose liability on a construction lender to subcontractors who had not been paid.

The Situation: The Pennsylvania Legislature passed Act 5 in 2017, which, among other things, created the Pennsylvania Public Pension Management and Asset Investment Review Commission ("Commission").

Markets have recently been experiencing heightened volatility and credit availability has tightened, which has placed valuation practices under unusual pressure from regulators and investors.

The SEC's Division of Examinations ("EXAMS") has released its annual examination priorities for fiscal year 2026 (the "2026 Examination Priorities").