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  • Article

    SEC Adopts Reforms For Money Market Funds

    On July 12, 2023, the US Securities and Exchange Commission ("SEC") voted, by a 3-2 vote, to adopt money market fund reforms that will significantly impact the regulatory framework...
    United StatesFinance and Banking
    Goodwin Procter LLP
    Goodwin Procter LLP
  • Article

    SEC Adopts Money Market Fund Reforms And Changes To Reporting Requirements For Large Liquidity Fund Advisers

    On July 12, 2023, the SEC issued a release (the "Release") adopting rule and form amendments concerning money market funds under the 1940 Act. The amendments are intended to address problems...
    United StatesFinance and Banking
    Ropes & Gray LLP
    Ropes & Gray LLP
  • Article

    Federal Grants Impacted By Executive Orders Of The New Administration

    With the recent transition of Presidential administrations, there have been a substantial number of new Executive Orders that have led recipients of federal grants and cooperative agreements...
    United StatesGovernment, Public Sector
    Feldesman Leifer
    Feldesman Leifer
  • Article

    SEC Adopts Extensive New Rules For Investment Advisers To "Private Funds," But Excludes CLOs And Other "Securitized Asset Funds" From Those Rules

    In February 2022, the Securities and Exchange Commission (the "SEC" or the "Commission") proposed sweeping new regulatory requirements under the Investment Advisers Act of 1940...
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Podcast

    Private Market Talks Episode 2: Driving Alpha With AB Private Credit Investors' Brent Humphries March 3, 2023 (Podcast)

    In this installment of Private Market Talks, Brent Humphries, President and Founding Member of AB Private Credit Investors, speaks with us from his home in Austin, Texas.
    United StatesFinance and Banking
    Proskauer Rose LLP
    Proskauer Rose LLP
  • Article

    Default Remedies Under Subscription Credit Facilities: Guide To The Foreclosure Process

    Although the growing market for subscription-backed credit facilities (each, a "Subscription Facility") has witnessed very few defaults or similar events necessitating non-consensual enforcement actions (each, a "Default").
    United StatesFinance and Banking
    Mayer Brown
    Mayer Brown
  • Article

    Podcast - Inside Florida's Angel Ecosystem: How Syndicates Strengthen Startup Communities

    Florida's startup ecosystem depends on more than capital – it needs angel investors who can move quickly, share experience and help founders avoid mistakes early.
    United StatesCorporate/Commercial Law
    Holland & Knight
    Holland & Knight
  • Article

    SEC Adopts Changes To The Registered Fund Names Rule

    On September 20, 2023, the SEC issued a release (the "Release") adopting changes to the Names Rule, Rule 35d-1 under the 1940 Act (as amended, the "Final Rule"), and related form amendments.
    United StatesFinance and Banking
    Ropes & Gray LLP
    Ropes & Gray LLP
  • Article

    Ropes & Gray's Investment Management Update August – September 2024

    The following summarizes recent legal developments of note affecting the mutual fund/investment management industry.
    United StatesFinance and Banking
    Ropes & Gray LLP
    Ropes & Gray LLP
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