Legal 500
Log in or register
  • Rankings

    • Jurisdictions
    • Submissions
    • Future Lawyers
  • Firms & Lawyers

    • Service Providers
    • Barristers’ Sets
    • Networks
    • Interview with…
  • In-House

    • In-House Content
    • GC Powerlist
  • Knowledge Centre

    • Data Products
    • Legal Business
    • Market Intelligence
    • About us

      • Legal 500
      • FAQs
      • Marketing
      • Careers
      • Trust Centre
      • Contact us
  • Comparative Guides
  • Events
  • Legal 500 TV

About us

  • Legal 500
  • FAQs
  • Marketing
  • Careers
  • Trust Centre
  • Contact us
  • Deutschland DE
  • Paris FR
  • Rankings

    • Jurisdictions
    • Submissions
    • Future Lawyers
  • Firms & Lawyers

    • Service Providers
    • Barristers’ Sets
    • Networks
    • Interview with…
  • In-House

    • In-House Content
    • GC Powerlist
  • Knowledge Centre

    • Data Products
    • Legal Business
    • Market Intelligence
    • About us

      • Legal 500
      • FAQs
      • Marketing
      • Careers
      • Trust Centre
      • Contact us
  • Comparative Guides
  • Events
  • Legal 500 TV

About us

  • Legal 500
  • FAQs
  • Marketing
  • Careers
  • Trust Centre
  • Contact us
  • Deutschland DE
  • Paris FR

© 2026 Legalease Ltd. All rights reserved

Registered company in England & Wales No. 02427356 VAT GB 321 5727 22

Registered address: 188 Fleet Street, London, EC4A 2AG

  • Legal 500 Trust Centre
  • Contact Us
  • home
  • Market Intelligence
  • Search

42,733 results found

Use advanced search filters to refine your search

2 filters applied

Advanced search filters

Topics
Countries
Contributor

Start typing to add contributors

Content type
Show options
  • Article

    Regulators Encourage Lenders To Work With Consumers Impacted By Shutdown

    The Federal Reserve Board, the Office of the Comptroller of the Currency, the FDIC, the Consumer Financial Protection Bureau, the National Credit Union Administration and the Conference of State Bank Supervisors encouraged financial institutions to work with consumers impacted by the federal government shutdown.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Research Indicates Liquid Alternatives Will Benefit Post-Brexit

    A research paper from bfinance regarding Brexit impact found liquid alternatives will profit from increased dispersion tied to uncertainty at the stock and sector level. According to the paper, they have a low sensitivity to changes to GDP due to the diversity of strategies and return drivers.
    United StatesFinance and Banking
Herbert Smith Freehills Kramer LLP
Herbert Smith Freehills Kramer LLP
  • Article

    Resource Extraction Issuers May Face Tougher SEC Requirements Under Dodd-Frank

    The SEC proposed rules that would require resource extraction issuers to disclose payments made to the federal government or foreign governments for the commercial development of oil, natural gas or minerals...
    United StatesFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    Risk Participation Agreement - What's That?

    Lately, we are seeing an increased level of interest in Risk Participation Agreements (RPAs) by our clients. In simple terms,
    United StatesFinance and Banking
    Baker Newman Noyes
    Baker Newman Noyes
  • Article

    Risk Participation Agreement - What's That?

    Lately, we are seeing an increased level of interest in Risk Participation Agreements (RPAs) by our clients.
    United StatesFinance and Banking
    Baker Newman Noyes
    Baker Newman Noyes
  • Article

    Risks In Current Hedge Fund Practices

    John D'Agostino was recently asked to contribute an article for the for Wells Fargo Quarterly Report.
    United StatesFinance and Banking
    DMS Governance Ltd
    DMS Governance Ltd
  • Article

    Robert Evans III Appointed As Deputy Director Of SEC's Corporation Finance Division

    The SEC announced Robert Evans III was named deputy director of the Division of Corporation Finance, joining deputy director Shelley Parratt as a senior advisor to director William H. Hinman.
    United StatesFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    SEC Adopts Additional Rules Related To Security-Based Swap Transaction Reporting

    On July 13, 2016, the Securities and Exchange Commission adopted rules focused on greater transparency in security-based swap transactions...
    United StatesFinance and Banking
    Orrick
    Orrick
  • Article

    SEC Adopts Rules To Modernize Information Reported By Funds, Require Liquidity Risk Management Programs, And Permit Swing Pricing

    On October 13, 2016, the Securities and Exchange Commission adopted rules to implement modern reporting and disclosure requirements for registered investment companies and open‑end funds.
    United StatesFinance and Banking
    Orrick
    Orrick
  • Article

    SEC Adopts Trade Acknowledgment And Verification Rules For Security-Based Swap Transactions

    On June 8, 2016, the Securities and Exchange Commission publicized the implementation of "rules that will establish timely and accurate trade acknowledgment and verification requirements for security-based swap entities that enter into SBS transactions."
    United StatesFinance and Banking
    Orrick
    Orrick
  • Article

    SEC Appoints Asset Management Unit Co-chief

    The SEC announced that C. Dabney O'Riordan was named as co-chief of the Division of Enforcement's Asset Management Unit, joining Anthony Kelly as co-chief of the unit that was previously led by Marshall Sprung.
    United StatesFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    SEC Designates New Zealand Stock Exchange As "Offshore Securities Market"

    The SEC Division of Corporation Finance designated a New Zealand stock exchange as a "designated offshore securities market" under Securities Act Regulation S, Rule 902(b).
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    SEC Director Of Investment Management Resigns

    SEC Director of the Division of Investment Management, David Grim, will leave the agency next month after more than 20 years of public service.
    United StatesFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    SEC Exempts ETF From Certain Distribution Requirements

    The SEC granted exemptive relief to an exchange traded fund from the notice requirements of SEA Rule 10b-17 and the prohibitions of Rules 101 and 102 of Regulation M.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    SEC Proposes Rules For Cross-Border Security-Based Swap Transactions

    On April 29, the Securities and Exchange Commission published proposed rules that would require non-United States persons that use United States personnel to arrange.
    United StatesFinance and Banking
    Orrick
    Orrick
  • Article

    SEC Reopens Comment Period For Proposed Amendments To Rule 13n-4 Under The Securities Exchange Act Of 1934

    On January 15, the Securities and Exchange Commission reopened the comment period for proposed amendments to rule 13n-4...
    United StatesFinance and Banking
    Orrick
    Orrick
  • Article

    SEC Staff Guidance Permits Brokers To Charge Commissions On Sale Of Mutual Fund Shares

    Staff of the SEC's Division of Investment Management released a no-action letter in response to Capital Group Companies on Jan. 11.
    United StatesFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    SEC To Hold Fintech Forum In November

    The SEC will host a public forum to discuss fintech innovation in the financial services industry on Nov. 14 at its headquarters in Washington D.C.
    United StatesFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    Sharon Bowen Sworn In As A Commissioner Of The CFTC

    On June 9, the CFTC officially swore in Sharon Bowen, to serve as a commissioner.
    United StatesFinance and Banking
    Orrick
    Orrick
  • Article

    SocGen Prime Services Launches '40 Act-Managed Futures Funds Index

    On Jan. 1, Societe Generale Prime Services launched a performance benchmark for 1940 Act U.S.-registered mutual funds that utilize managed futures strategies.
    United StatesFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Showing 361–380 of 42733 results

    PreviousNext
    Legal Intelligence Newsletters: sign up for the latest legal and regulatory news on your chosen topics