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29,277 results found

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  • Article

    SEC Publishes Technical Corrections To Regulation AB II

    On February 4, the SEC released certain technical corrections to rules that were published in the Federal Register on September 24, 2014.
    United StatesCorporate/Commercial Law
    Orrick
    Orrick
  • Article

    SEC SLB 14M: How Did We Get Here—And What Does It Mean For Investors And Companies?

    In recent years, shareholder proposals have become a powerful tool for pressing companies to address a wide range of public policy concerns—from climate change and human capital management to human rights and political spending.
    United StatesCorporate/Commercial Law
    K&L Gates
    K&L Gates
Article

SIFMA Calls For Creation Of Uniform Strikes For Listed Options

SIFMA called for the creation of a uniform set of rules governing the strike prices of options listed on national securities exchanges.
United StatesCorporate/Commercial Law
Hogan Lovells Cadwalader
Hogan Lovells Cadwalader
  • Article

    Survey Includes Information On JOBS Act

    In its recently released survey, BDO has included specific questions on the effect of the JOBS Act on the IPO market.
    United StatesCorporate/Commercial Law
    Morrison Foerster
    Morrison Foerster
  • Article

    Trust, And Verify

    In considering the relaxation of the prohibition against general solicitation and general advertising that was incorporated into the JOBS Act, Congressional attention seemed to focus on some quid pro quo arrangement that demands verification of accredited investor status.
    United StatesCorporate/Commercial Law
    Morrison Foerster
    Morrison Foerster
  • Article

    US Federal Deposit Insurance Corporation Proposes Rule Regarding Recordkeeping Requirements For Qualified Financial Contracts

    On December 13, 2016, the FDIC released a notice of proposed rulemaking that proposed amendments to its rule regarding recordkeeping requirements for qualified financial contracts (QFCs) (12 CFR Part 371).
    United StatesCorporate/Commercial Law
    A&O Shearman
    A&O Shearman
  • Article

    US Securities And Exchange Commission Approves Pilot To Assess Tick Size Impact For Smaller Companies

    On May 6, 2015, the US Securities and Exchange Commission approved a proposal by the national securities exchanges and the US Financial Industry Regulatory Authority regarding a two-year pilot program...
    United StatesCorporate/Commercial Law
    A&O Shearman
    A&O Shearman
  • Article

    DOJ Charges Florida Company With Medicare And PPP Fraud

    The DOJ filed charges against the owner of two companies in Florida for submitting false and fraudulent claims in order to receive (i) reimbursement from Medicare and (ii) loans from the Paycheck Protection Program.
    United StatesCriminal Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Public Relations Industry 2022 Survey Trends + Highlights

    Davis+Gilbert conducted a confidential survey of public relations industry firms to gauge the opportunities and challenges facing the industry. This marked the 10th anniversary of this survey
    United StatesEmployment and HR
    Davis+Gilbert LLP
    Davis+Gilbert LLP
  • Article

    FRB Proposes Changes To Appeals Process For Material Supervisory Determinations

    The Board of Governors of the Federal Reserve System ("FRB") is seeking comments on proposed changes to (i) guidelines for entities appealing adverse material supervisory determinations...
    United StatesFamily and Matrimonial
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    'Buy Now, Pay Later' Rule Adds To Retailer Compliance Obligations

    The Consumer Financial Protection Bureau's interpretive rule for Buy Now, Pay Later products classifies them as "credit cards" and their providers as "card issuers"...
    United StatesFinance and Banking
    Greenberg Traurig
    Greenberg Traurig
  • Article

    10 ans après la crise, où va-t-on ?, in Revue Banque n°817

    Paris partner Hubert de Vauplane's article "Ten Years After the Crisis, Where Are We Going ? " appeared in the February 2018 issue of the French publication Revue Banque.
    United StatesFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    10 Months Later: Updates On U.S. Stablecoin Law

    In the conference’s opening session, Kevin Toomey (Partner, Chair of Financial Services, Arnold & Porter) and his co-panelist Justin Skidmore (Associate General Counsel, Paxos)...
    United StatesFinance and Banking
    Arnold & Porter
    Arnold & Porter
  • Article

    Recent Transactions

    Represented Wells Fargo and facilitated $1.55 billion financing for nine U.S. resorts, enabling continued investment and improvements
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Recent Transactions

    Here is a rundown of some of Cadwalader's recent work on behalf of clients, including our representing...
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    1756 W. Lake Street LLC v. American Chartered Bank

    The Seventh Circuit affirms the order granting summary judgment to the defendant lender in the adversary proceeding.
    United StatesFinance and Banking
    Stoll Keenon Ogden PLLC
    Stoll Keenon Ogden PLLC
  • Video

    2021 Year In Review And 2022 Outlook (Video)

    FFA Global webinar featuring representatives from around the world as we take a moment to look back on the market and trends we have seen in 2021!
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Rating Agency Developments

    <P><I>The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.</I></P>
    United StatesFinance and Banking
    Orrick
    Orrick
  • Article

    5 Tax Planning Tips For Individuals (Video)

    Tax planning is a crucial part of managing your finances wisely. It provides an opportunity to optimize your return and minimize your tax liability.
    United StatesFinance and Banking
    Kaufman Rossin
    Kaufman Rossin
  • Article

    5th Circuit Vacates The Private Fund Adviser Rules In Full

    Earlier today, 5 June 2024, the US Fifth Circuit Court fully vacated the Private Fund Adviser Rules (PFAR) in a unanimous and highly anticipated decision curbing...
    United StatesFinance and Banking
    K&L Gates
    K&L Gates
  • Showing 361–380 of 29277 results

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