The New York Stock Exchange has proposed extending the timeline for newly public companies to establish internal audit functions from one year to five years post-listing.

Many organizations have access to large volumes of spend data, but fragmented systems, inconsistent information, limited market intelligence, and a lack of systematic processes often make it difficult to translate visibility into measurable savings.

Actually, maybe it's a misprint and the article was written in 2002, not 2022. Oddly, the notion of auditor independence has become a very hot topic with the SEC after 20 years of Sarbanes-Oxley enactment.

On October 23, 2017, the Securities and Exchange Commission approved new auditing standards for the Public Company Accounting Oversight Board, which had been proposed on July 19, 2017.

On 30 December 2019, the SEC issued a rulemaking proposal to codify positions taken by the SEC staff in consultations and modernise certain aspects of the SEC's auditor independence rules,...

On 6 November 2019, the SEC announced the publication of its annual report for fiscal year 2019, which details the division's efforts and initiatives,...

Senator John Kennedy (R-LA) introduced the "Protecting Investors' Personally Identifiable Information Act."

In this podcast, recorded live at Workplace Strategies 2022, Ogletree Deakins' national labor and employment law seminar for human resources professionals and in-house counsel,...

The Office of the Comptroller of the Currency, the Federal Reserve Board, and the FDIC (collectively, the "agencies") adopted a final rule to provide banking organizations the option ...

A broker-dealer settled FINRA charges of Order Audit Trail System ("OATS") reporting violations.

FINRA reported that it will collect a total of $10,707,300 from member firms that report trades to the MSRB.

FINRA will update the FOCUS filing system for broker-dealers to comply with the SEC's recently adopted amendments to disclosure requirements for SEC-regulated entities.

The Securities and Exchange Commission announced on October 2 a six-month extension of the date on which non-accelerated filers must begin to comply with the auditor attestation requirement under Section 404(b) of the Sarbanes-Oxley Act.

A United States District Judge in Washington ordered the SBA to release the names and other information of all Paycheck Protection Loan borrowers. In WP Company LLC d/b/a The Washington Post

The SEC recently issued two new FAQs clarifying certain reporting requirements in Form ADV.

As a new Congress and Administration begin a dizzying series of initiatives, health centers and others participating in the federal 340B drug discount statute understandably crave predictions...

CMS has released data on Recovery Audit Contractor (RAC) operations fiscal year 2012.

In last week’s Employment Law Commentary on the Department of Homeland Security’s new regulation regarding Social Security No-Match letters, we indicated that the regulation, meant to be effective September 14, 2007, had been enjoined by a federal judge in San Francisco until October 1.